Emma RadmoreThe FCA has published examples of good and poor practice on how asset managers can improve applications for authorisation. It has higlighted several areas which tend to hold up applications. where firms cannot show they...
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FCA publishes multi-firm, multi-sector CDD/EDD review
The FCA has published a report following its 2025 review of CDD, EDD and ongoing due diligence controls within a range of asset management, crowdfunding, wholesale banking, CfD and non-bank lending firms. Its high level...
