Tag - appointed representative

FCA fines and bans a director and financial adviser for pension transfer advice

Laura Wiles

17/12/2024

Tribunal backs FCA refusal of authorisation application on fit and proper grounds

Laura Wiles

04/09/2024

New FCA webpage on overseas ARs

Emma Radmore

28/06/2024

Treasury makes fin prom approval permission exemptions

Emma Radmore

06/09/2023

Key Appointed Rep and TPR deadlines

Emma Radmore

28/10/2022

FCA to send AR requests in December

Emma Radmore

19/08/2022

Treasury Committee publishes Greensill report responses

Emma Radmore

27/09/2021

FCA reports on regulatory perimeter

Emma Radmore

29/09/2020

When is an AR an agent?

Emma Radmore

24/08/2017

FCA’s follow up work general insurance on appointed representatives

FIN. Team

30/06/2017

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