Tag - AR

FCA fines and bans a director and financial adviser for pension transfer advice

Laura Wiles

17/12/2024

Tenet firms enter administration

Emma Radmore

06/06/2024

FCA publishes AR supervision data

Vida Fatemi

29/09/2023

FCA publishes authorisations metrics Q4 2022/23

Emma Radmore

22/05/2023

Key Appointed Rep and TPR deadlines

Emma Radmore

28/10/2022

FCA orders firm to terminate AR agreements

Emma Radmore

24/05/2021

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Tag - AR

FCA fines and bans a director and financial adviser for pension transfer advice

Tenet firms enter administration

FCA publishes AR supervision data

FCA publishes authorisations metrics Q4 2022/23

Key Appointed Rep and TPR deadlines

FCA orders firm to terminate AR agreements

When is an AR an agent?

Tribunal upholds IFA ban