Tag - asset management

FCA establishes industry-led working group for financial advisers

Vida Fatemi

16/01/2024

FCA updates on asset management supervision

Emma Radmore

06/02/2023

ESMA addresses asset management industry on sustainable finance and systemic risk

FIN. Team

30/03/2022

FCA updates on asset management supervisory strategies

Emma Radmore

22/01/2020

FCA publishes updated rules and guidance for fund managers

Emma Radmore

04/02/2019

FCA and FRC focus on encouraging effective stewardship

Emma Radmore

30/01/2019

FCA publishes second 5 Conduct Questions report

Emma Radmore

01/05/2018

FCA gives application guidance

Emma Radmore

23/04/2018

FCA launches Asset Management Authorisation Hub

Emma Radmore

16/10/2017

FCA speaks on asset management regulation

Emma Radmore

28/09/2017

FCA Regulation Round-Up for July

FIN. Team

21/07/2017

FCA looks at competition and investment consultancy

FIN. Team

28/06/2017

EIOPA publishes thematic review on monetary incentives and remuneration between insurers and providers of asset management services

FIN. Team

27/04/2017

FCA publishes Regulation Round-up

Emma Radmore

01/02/2017

FCA publishes interim asset management market study

Emma Radmore

18/11/2016

Copyright © 2024. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.