Tag - CFD

CFD customer loses “appropriateness” case against broker

Emma Radmore

16/06/2023

Market Watch reports on CFD market abuse review

Emma Radmore

26/04/2023

FCA updates Consumer Duty letters with CFD provider letter

Emma Radmore

11/04/2023

FCA still concerned about CFD firms

Emma Radmore

01/12/2022

FCA fines and bans for market abuse reporting failures

Emma Radmore

07/10/2022

Appeal refused on FCA action against unauthorised firm

Emma Radmore

02/07/2021

FCA intervenes on high risk CFDs

Emma Radmore

26/05/2021

High Court finds company and individual in breach of FSMA

Emma Radmore

26/03/2021

FCA takes passports from Cypriot firms

Emma Radmore

02/06/2020

ESMA calls for evidence on product intervention measures

Emma Radmore

30/09/2019

FCA announce delay of publication of rules for CFD

FIN. Team

26/04/2019

FCA updates on high-risk products and retail investors

Emma Radmore

01/08/2018

ESMA exercises product intervention powers

Emma Radmore

01/06/2018

FCA sends ‘Dear CEO’ letter following CFD market review

Emma Radmore

10/01/2018

FCA warns consumers on risks of cryptocurrency CFDs

FIN. Team

15/11/2017

FCA consults on retail CFD changes

FIN. Team

06/12/2016

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Tag - CFD

CFD customer loses “appropriateness” case against broker

Market Watch reports on CFD market abuse review

FCA updates Consumer Duty letters with CFD provider letter

FCA still concerned about CFD firms

FCA fines and bans for market abuse reporting failures

Appeal refused on FCA action against unauthorised firm

FCA intervenes on high risk CFDs

High Court finds company and individual in breach of FSMA

FCA takes passports from Cypriot firms

ESMA calls for evidence on product intervention measures

FCA makes CFD limiting rules

FCA announce delay of publication of rules for CFD

FCA updates on high-risk products and retail investors

ESMA exercises product intervention powers

FCA sends ‘Dear CEO’ letter following CFD market review

FCA warns consumers on risks of cryptocurrency CFDs

FCA disappointed on CFD TCF

ASA says fx ad breaches Code

FCA consults on retail CFD changes