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Tag - cum-ex trading
FCA fines Mako in cum-ex trading investigations
Laura Wiles
18/02/2025
FCA fines Arian Financial for failings relating to cum-ex trading
Laura Wiles
10/01/2025
FCA decides to fine and ban for sham trading
Emma Radmore
18/03/2024
FCA fines Bastion Capital London for financial crime control failings
Laura Wiles
17/07/2023
FCA fines ED&F Man for cum-ex trading oversight failings
Emma Radmore
05/06/2023
Topics
Asset & Motor Finance
Brexit
Capital Markets
Conduct
Remuneration
SMCR & Governance
Consumer Finance
Consumer Credit
Regulated Mortgages
Crypto
Enforcement & Litigation
Financial Crime Prevention
Fintech & Innovation
Funds
Insurance
Investments
Payment Services & Electronic Money
Pensions
Platforms
Resources
Retail Banking
About FIN.
Financial Services Timeline
FIN. Contacts
Laura Wiles
Emma Radmore