Tag - FCA

BoE reports on supplier’s misuse of audio feed

24/09/2020

FCA launches investigation under Competition Act

24/09/2020

First firms to move to RegData

24/09/2020

Treasury Committee seeks economic crime answers

23/09/2020

FCA consults on international firm regulation

23/09/2020

FCA publishes insurance pricing report and consults on fundamental change

23/09/2020

FCA speaks on culture in investment management sector

21/09/2020

BI consequentials hearing set for 2 October

18/09/2020

FCA writes to CEOs on BI judgment

18/09/2020

Regulatory Initiatives Grid heralds return to “normality”

18/09/2020

FCA sets up LIBOR transition page

17/09/2020

FCA plans £100,000 penalty on individual for market abuse

16/09/2020

Chair announced for Unsecured Credit Market review

16/09/2020

Overdrafts and Coronavirus: Additional Guidance for firms

16/09/2020

Consumer Credit and Coronavirus (Additional Guidance for Firms)

16/09/2020

FCA launches call for input on consumer investment market

15/09/2020

BI test case: Court largely supports policyholders

15/09/2020

FCA finalises access to cash guidance

14/09/2020

FCA confirms new mortgages guidance

14/09/2020

Up next from FCA

14/09/2020

FCA to update mandatory resilience survey

11/09/2020

FCA confirms fund reporting extension deadlines

10/09/2020

BI insurance judgment due 15 September

10/09/2020

FCA censures individual for market abuse

09/09/2020

FCA updates on General Insurance value measures

08/09/2020

FCA reminds firms of market abuse investigation protocol

07/09/2020

FCA publishes quarterly consultation

07/09/2020

FCA writes to insurance intermediaries on supervision

04/09/2020

UK Finance backs FCA mortgage plans

03/09/2020

FCA publishes latest Conduct Questions update

03/09/2020

FCA updates on digital sandbox

02/09/2020

Complaints Commissioner calls for action on disability issues

02/09/2020

Complaints Commissioner upholds complaint on FCA cloned firm process

02/09/2020

FCA updates on complaints data return dates

02/09/2020

FCA publishes modification by consent for CTF moves

28/08/2020

FCA looks at transaction reporting and Brexit

27/08/2020

COVID 19: Mortgage Consultation

27/08/2020

FCA launches open-ended funds survey

27/08/2020

PRA issues statement on IFRS 9 and capital requirements

26/08/2020

FCA consults on extension of fin crime reporting

24/08/2020

PRA and FCA’s joint Climate Financial Risk Forum meets for the fourth time

17/08/2020

FCA updates on SMCR and reporting

14/08/2020

FCA stresses client money protection priorities

13/08/2020

Up next from FCA

07/08/2020

FCA publishes high cost credit review

06/08/2020

FCA recognises LSB update

05/08/2020

FCA consults on debt advice levy rates

05/08/2020

Tribunal finds FCA acted unreasonably and must pay firm’s costs

05/08/2020

FCA consults on open-ended fund improvements

03/08/2020

FCA makes statement on non-damage BI settlements

03/08/2020

FCA consults on Remuneration Code

03/08/2020

FCA updates on BI test case

03/08/2020

FCA updates on Covid-19 and complaints handling

03/08/2020

FCA consults on consumer refund guidance

03/08/2020

FCA calls for views on consumer treatment at end of deferral period

31/07/2020

FCA sets out its views on Employer Salary Advance Schemes

30/07/2020

FCA Guidance on Vulnerable Customers

30/07/2020

FCA Guide: Prepare Your Firm for Brexit

30/07/2020

FCA to Ban Motor Finance Discretionary Commission Models

30/07/2020

FCA issues statement on mortgage prisoners and consults on proposals to support consumers

28/07/2020

Covid-19: FCA defers commencement date for rules on access to travel insurance

28/07/2020

FCA Launches New Register to Protect Consumers

27/07/2020

FCA proposes to extend its updated guidance for insurance and premium finance firms

27/07/2020

FCA updates on sandbox

23/07/2020

FCA publishes Day 2 BI test case transcript

23/07/2020

FCA publishes debt advice portfolio strategy letter

23/07/2020

FCA writes to RemCo chairs

22/07/2020

Day 1 BI test case transcript published

22/07/2020

FCA publishes Intergenerational differences summary

22/07/2020

Regulators consult on easier complaints scheme

21/07/2020

FCA to streamline cancellation process

20/07/2020

Treasury consults on fin proms approval “gateway”

20/07/2020

FCA updates BI papers ahead of trial

20/07/2020

FCA consults on more time for SMCR

17/07/2020

Regulation round up highlights refunds, SMRC delays and next steps in Covid-19 consumer protection

17/07/2020

Complaints Commissioner publishes Annual Report

16/07/2020

FCA and City Corporation work on digital sandbox

16/07/2020

FCA consults on access to cash guidance

16/07/2020

FCA publishes defendant BI case skeleton arguments

15/07/2020

FCA clarifies latest COVID-19 rules for motor finance, BNPL, RTO, HCSTC & Pawnbroking

15/07/2020

FCA updates on BI test case

13/07/2020

New FS register coming at end of July

13/07/2020

Mortgage prisoners: FCA call for for mortgage intermediaries willing to help

10/07/2020

FCA finalises Covid-19 payment services guidance

09/07/2020

FCA speaks on investment management role in recovery

09/07/2020

FCA reformats Brexit advice

07/07/2020

FCA serves BI insurance Reply

06/07/2020

Up next from FCA

03/07/2020

FCA consults on extension of motor finance and high cost credit reliefs

03/07/2020

FCA makes fees for 2020/21

02/07/2020

FCA to reopen TPR

01/07/2020

Covid 19 – FCA confirms additional support for consumer credit customers

01/07/2020

FCA gets judgment against unregulated introducers

30/06/2020

FCA updates on SMCR and approved persons

30/06/2020

FCA and PSR publish update on access to cash

30/06/2020

FCA updates on 2nd BI case management conference

30/06/2020

FCA publish statement on Wirecard

30/06/2020

FCA updates on Covid, cancellations and insurance

29/06/2020

FCA imposes requirements on Wirecard

26/06/2020

FCA makes new rules

26/06/2020