Tag - fines

FCA fines three money transfer firms for breaking competition law

Vida Fatemi

01/12/2023

FCA fines Equifax £11m for cyber-security breach failings

Emma Radmore

16/10/2023

PRA fines Credit Suisse record £87m for risk management and governance failures

Laura Wiles

27/07/2023

FCA fines Bastion Capital London for financial crime control failings

Laura Wiles

17/07/2023

BoE speaks on enforcement approach

Emma Radmore

22/06/2023

FCA fines guarantor lender for Principles and CONC breaches

FIN. Team

13/06/2022

FCA fines and bans firms and individuals over pensions advice

Harshil Patel

18/05/2022

FCA bans 5 directors for causing losses to pension customers

Harshil Patel

09/05/2022

ESMA reports on MAR sanctions

Emma Radmore

23/11/2021

CMA welcomes new power to tackle competition and consumer law breaches

FIN. Team

05/10/2021

FCA speech on penalties, remediation and General Principles

FIN. Team

16/02/2020

FCA gives investigations update

Emma Radmore

05/04/2019

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