Tag - FSMA

PRA consults on approach to rule permissions

Vida Fatemi

31/01/2024

Estonian bank business transfer scheme permitted

Laura Wiles

22/08/2023

PRA consults on rules replacing retained Securitisation Regulation

Laura Wiles

28/07/2023

Tribunal overturns FCA redress scheme imposed on Bluecrest Capital Management

Duncan Scott

28/06/2023

FCA publishes crypto promotion final rules

Laura Wiles

08/06/2023

FCA publishes report on 2022 whistleblowing survey

Laura Wiles

04/05/2023

Upper Tribunal confirms compensation and validation possible for credit breaches

Harshil Patel

20/06/2022

Court finds introducer in breach of FSMA but allows commission to stand

Emma Radmore

07/06/2022

FSMA 2000 (Exemption) (Amendment) Order 2022 published

Lucy Hadrill

08/02/2022

FMLC reports on UK bank ring-fencing legislation legal uncertainties

FIN. Team

09/11/2021

Complaints Commissioner publishes final report

Emma Bond

02/11/2021

High Court gives reasons for Part VII approval

Emma Radmore

12/08/2020

FCA consults on general standards and communication rules for payment services and e-money

FIN. Team

01/08/2018

HM Treasury publishes temporary permissions draft SI

Emma Radmore

24/07/2018

PRA publishes policy statement on extension of the SM&CR to insurers

FIN. Team

05/07/2018

SRA consults on the implementation of IDD

FIN. Team

25/10/2017

When is an AR an agent?

Emma Radmore

24/08/2017

FCA proposes guidance on insurance Part VII transfers

FIN. Team

17/05/2017

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