Tag - governance

ABI acts on motor premium finance

Emma Radmore

25/04/2024

PRA writes to deposit takers on 2024 priorities

Emma Radmore

11/01/2024

PRA consults on insurance branch supervision

Vida Fatemi

05/10/2023

PRA fines Credit Suisse record £87m for risk management and governance failures

Laura Wiles

27/07/2023

FSB publishes global regulatory framework for crypto-asset activities

Laura Wiles

18/07/2023

FCA publishes findings from liquidity management frameworks review

Laura Wiles

06/07/2023

BoE publishes policy statement on model risk management principles for banks

Duncan Scott

17/05/2023

LSB publishes Customer Vulnerability report

Laura Wiles

21/03/2023

FCA publishes multi-firm review of Consumer Duty preparation

Emma Radmore

25/01/2023

FCA updates Consumer Duty resources

Emma Radmore

24/01/2023

EIOPA consults on governance arrangements in third countries

Harshil Patel

02/08/2022

CMA publishes report on lessons learned review of Open Banking remedy

FIN. Team

30/05/2022

FCA portfolio letter for Credit Unions

FIN. Team

09/03/2022

CMA publishes updated governance arrangements for Open Banking

Emma Radmore

20/01/2022

Treasury plans updates to Building Societies Act

Emma Radmore

06/12/2021

FCA tells insurance firms to be ready for fair value changes

Emma Radmore

25/08/2021

LSB stresses importance of good governance

Emma Radmore

30/06/2021

FCA finds “host” fund manager weaknesses

Emma Radmore

30/06/2021

PRA issues supervisory expectations for new banks

Emma Radmore

15/04/2021

FCA gives speech on diversity and inclusion

Duncan Scott

19/03/2021

Market Watch on recordings and alternative working arrangements

Emma Radmore

11/01/2021

FCA publishes life insurance outsourcing review

Emma Radmore

05/03/2020

EIOPA proposes Guidelines for ICT security and governance

Emma Radmore

13/12/2019

PRA fines banks £43.9m for regulatory reporting failures

Emma Radmore

26/11/2019

PRA to use s166 for regulatory returns

Emma Radmore

06/11/2019

FCA announces next steps for unit-linked funds

FIN. Team

24/09/2019

ECB publishes the latest version of its Supervision Letter

FIN. Team

15/08/2018

Updating the Financial Crime Guide

Emma Radmore

18/04/2018

FCA Discussion Paper on transforming culture in financial services

Emma Radmore

12/03/2018

OECD updates guidelines on insurer governance

FIN. Team

17/11/2017

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Tag - governance

ABI acts on motor premium finance

PRA writes to deposit takers on 2024 priorities

IAIS updates on AI work

Regulators feed back on AI

Where next for Consumer Duty?

PRA consults on insurance branch supervision

PRA fines Credit Suisse record £87m for risk management and governance failures

FCA publishes findings from liquidity management frameworks review

BoE publishes policy statement on model risk management principles for banks

LSB publishes Customer Vulnerability report

FCA publishes multi-firm review of Consumer Duty preparation

FCA updates Consumer Duty resources

EIOPA consults on governance arrangements in third countries

CMA publishes report on lessons learned review of Open Banking remedy

FCA portfolio letter for Credit Unions

CMA publishes updated governance arrangements for Open Banking

Treasury plans updates to Building Societies Act

FCA tells insurance firms to be ready for fair value changes

LSB stresses importance of good governance

FCA finds “host” fund manager weaknesses

PRA issues supervisory expectations for new banks

FCA gives speech on diversity and inclusion

Market Watch on recordings and alternative working arrangements

FCA publishes life insurance outsourcing review

EIOPA proposes Guidelines for ICT security and governance

PRA fines banks £43.9m for regulatory reporting failures

PRA to use s166 for regulatory returns

FCA announces next steps for unit-linked funds

ECB publishes the latest version of its Supervision Letter

Updating the Financial Crime Guide

FCA Discussion Paper on transforming culture in financial services

OECD updates guidelines on insurer governance