Tag - investigation

Front of The Gherkin, London, with a view into office spaces

PRA speaks on enforcement process evolution

01/07/2026

Sideways view of glass corporate building

FCA denies further remediation for Wellesley complainants

30/04/2026

FCA closes 2022 investigation

21/01/2026

FCA investigates CMC

05/01/2026

FCA launches investigation into WH Smith

19/12/2025

FCA closes investigation into Mirabella Advisors, principal of Greensill Capital

15/12/2025

Firm loses appeal on “name and shame”

10/11/2025

FCA investigates Drax Group

28/08/2025

PRA issues first reinsurer fine

28/07/2025

FS Regulation Committee seeks further enforcement proposal reassurance

02/05/2024

FOS feeds back on reporting “proactively settled” complaints

04/04/2023

Regulators respond to MP on HBOS investigation queries

18/11/2022

CMA publishes report on lessons learned review of Open Banking remedy

30/05/2022

CMA report on allegations at the Open Banking Implementation Entity

01/10/2021

FCA launches investigation under Competition Act

24/09/2020

PRA sets out their approach to enforcement

31/07/2019

FCA updates on London Capital & Finance investigation

25/07/2019

FCA sets out its expectations on debt packager firms providing debt advice and counselling services

FCA sets out its expectations on debt packager firms providing debt advice and counselling services

08/10/2018

FCA speaks on investigations and meeting MiFID 2 deadlines

FCA speaks on investigations and meeting MiFID 2 deadlines

21/09/2017

FCA to investigate HBOS Reading

FCA to investigate HBOS Reading

07/04/2017