Tag - retail

FCA calls for input on its review of AI’s long-term impact on retail financial services

27/01/2026

FCA warns on consumer risks in CFDs

30/10/2025

FCA publishes market study on retail pure protection market

16/09/2025

Treasury publishes draft PRIIPs replacement regulations

14/10/2024

Government rejects Treasury Committee’s suggestion to regulate retail crypto trading as gambling

21/07/2023

FCA consults on clarifications to high-risk investment retail ban

05/06/2023

FCA seeks views on retail disclosures

13/12/2022

ESMA speaks on retail investment in capital markets

21/09/2021

IOSCO publishes retail complaint handling guidance

28/01/2021

FCA consults on high-risk investment marketing

18/06/2020

FCA writes to retail firm CEOs on Covid-19

01/04/2020

FCA considers ban on sale of crypto-derivatives to retail consumers

03/07/2019

FCA makes CFD limiting rules

01/07/2019

FCA updates on high-risk products and retail investors

FCA updates on high-risk products and retail investors

01/08/2018

BrightHouse to reimburse customers following FCA engagement

BrightHouse to reimburse customers following FCA engagement

24/10/2017

FCA’s first Financial Lives Survey: 50% of UK adults potentially vulnerable

FCA’s first Financial Lives Survey: 50% of UK adults potentially vulnerable

19/10/2017

Commission publishes PRIIPs KID guidelines

Commission publishes PRIIPs KID guidelines

06/07/2017

ESMA prepares for speculative product control

ESMA prepares for speculative product control

03/07/2017

FCA consults on retail CFD changes

FCA consults on retail CFD changes

06/12/2016