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Tag - surveillance
FCA fines investment firm over market abuse controls failure
Laura Wiles
27/03/2026
Market Watch focuses on surveillance
Emma Radmore
09/05/2024
FCA fines brokers for market abuse detection failings
Emma Radmore
09/12/2022
Topics
Asset & Motor Finance
Brexit
Capital Markets
Conduct
Remuneration
SMCR & Governance
Consumer Finance
Consumer Credit
Regulated Mortgages
Crypto
Enforcement & Litigation
Financial Crime Prevention
Fintech & Innovation
Funds
Insurance
Investments
Payment Services & Electronic Money
Pensions
Platforms
Resources
Retail Banking
About FIN.
Financial Services Timeline
FIN. Contacts
Laura Wiles
Emma Radmore