Tag - trading

FCA imposes restrictions on Direct Trading Technologies

Laura Wiles

02/05/2025

FCA publishes multi-firm review of trading apps

Laura Wiles

11/04/2025

FCA issues first enforcement action and fine against a Recognised Investment Exchange

Laura Wiles

20/03/2025

Government agrees 2027 implementation for T+1 settlement

Laura Wiles

19/02/2025

FCA consults on PISCES platform framework

Laura Wiles

17/12/2024

FCA fines former Wizz Air executive for closed period trades and disclosure failures

Laura Wiles

27/11/2024

FCA fines Macquarie Bank £13m for fictitious trades control failings

Laura Wiles

26/11/2024

FCA and PRA fine £60m for failures in trading systems and controls

Harry Wells

23/05/2024

FCA consults on improvements to equity secondary markets

Duncan Scott

07/07/2022

ESMA speaks on MiFID 2 and Brexit

Emma Radmore

03/10/2018

PRA publishes Policy Statement and Supervisory Statement on Algorithmic Trading

Emma Radmore

15/06/2018

Commission adopts MiFID 2 trading equivalence decisions

FIN. Team

14/12/2017

Copyright © 2025. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.