Archive - May 2018

FCA’s high-cost credit review published

FCA’s high-cost credit review published

31/05/2018

Pensions Regulator CEO to step down

Pensions Regulator CEO to step down

31/05/2018

FOS Annual Review published

FOS Annual Review published

30/05/2018

ESMA publishes MiFID 2 suitability guidelines

ESMA publishes MiFID 2 suitability guidelines

29/05/2018

FCA publishes Final Guidance relating to Part VII insurance business transfers

FCA publishes Final Guidance relating to Part VII insurance business transfers

29/05/2018

FCA develops its focus on improving culture in financial services

FCA develops its focus on improving culture in financial services

29/05/2018

ESMA updates MiFID 2 FAQs

ESMA updates MiFID 2 FAQs

29/05/2018

ESMA updates UCITS FAQ

ESMA updates UCITS FAQ

29/05/2018

FCA publishes Handbook updates including IDD instrument

FCA publishes Handbook updates including IDD instrument

25/05/2018

BoE publishes FEMR update

BoE publishes FEMR update

24/05/2018

Parliament announces Bribery Act Committee

Parliament announces Bribery Act Committee

24/05/2018

Carillion inquiry criticises regulator

Carillion inquiry criticises regulator

24/05/2018

OFSI updates on reporting

OFSI updates on reporting

24/05/2018

Lloyd’s gives IDD guidance to non-UK coverholders

Lloyd’s gives IDD guidance to non-UK coverholders

23/05/2018

Lloyd’s Brussels obtains licence

Lloyd’s Brussels obtains licence

23/05/2018

FCA discusses mortgage enforcement and competition issues in Building Societies speech

FCA discusses mortgage enforcement and competition issues in Building Societies speech

23/05/2018

Treasury Committee’s digital currencies inquiry

Treasury Committee’s digital currencies inquiry

23/05/2018

Tribunal agrees Box Clever support

Tribunal agrees Box Clever support

23/05/2018

FCA speaks on technology in combating crime

FCA speaks on technology in combating crime

23/05/2018

Sanctions and AML Bill gets Royal Assent

Sanctions and AML Bill gets Royal Assent

23/05/2018

HM Treasury: Cryptoassets Taskforce meets for the first time

HM Treasury: Cryptoassets Taskforce meets for the first time

22/05/2018

Memorandum of understanding between FCA and Insolvency Service

Memorandum of understanding between FCA and Insolvency Service

22/05/2018

FCA bans director for misappropriation of client money

FCA bans director for misappropriation of client money

21/05/2018

JMLSG updates sectoral guidance

JMLSG updates sectoral guidance

18/05/2018

Summary of responses to the ECB’s second public consultation on developing a euro unsecured overnight interest rate

Summary of responses to the ECB’s second public consultation on developing a euro unsecured overnight interest rate

18/05/2018

FCA consults on consumer contract variations

FCA consults on consumer contract variations

17/05/2018

PRA publishes policy statement on financial management for insurers

PRA publishes policy statement on financial management for insurers

17/05/2018

Blockchain: Game changer or game over?

Blockchain: Game changer or game over?

17/05/2018

NCA and TI warn of Brexit ML risks

NCA and TI warn of Brexit ML risks

17/05/2018

OFSI updates sanctions FAQs

OFSI updates sanctions FAQs

17/05/2018

SRA fines law firm MLRO for breach of MLRs

SRA fines law firm MLRO for breach of MLRs

17/05/2018

ASA Ruling on Intelligent Lending Ltd t/a Ocean Finance

ASA Ruling on Intelligent Lending Ltd t/a Ocean Finance

15/05/2018

GOVERNMENT SCRAPS NEW GOODS MORTGAGES BILL

GOVERNMENT SCRAPS NEW GOODS MORTGAGES BILL

15/05/2018

EU adopts MLD5

EU adopts MLD5

14/05/2018

FinTech industry associations publish PSD2 voluntary guidelines

FinTech industry associations publish PSD2 voluntary guidelines

14/05/2018

Financial Guidance and Claims Act gets Royal Assent

Financial Guidance and Claims Act gets Royal Assent

14/05/2018

FCA retires retail advice guidance

FCA retires retail advice guidance

11/05/2018

Regulators fine Barclays CEO for breach of SMR requirements

Regulators fine Barclays CEO for breach of SMR requirements

11/05/2018

High Court sanctions Lloyd’s ring-fencing scheme

High Court sanctions Lloyd’s ring-fencing scheme

10/05/2018

Government responds on Brexit

Government responds on Brexit

10/05/2018

Sanctions Bill Ping-Pong date set

Sanctions Bill Ping-Pong date set

10/05/2018

ABI and BIBA launch principles for premiums

ABI and BIBA launch principles for premiums

09/05/2018

ESMA sets up central register portal

ESMA sets up central register portal

09/05/2018

Up next from FCA

Up next from FCA

07/05/2018

FCA publishes mortgage market interim report

FCA publishes mortgage market interim report

04/05/2018

TI welcomes Sanctions Bill amendment

TI welcomes Sanctions Bill amendment

02/05/2018

NCA announces HBOS investigation

NCA announces HBOS investigation

02/05/2018

Treasury makes IDD perimeter law changes

Treasury makes IDD perimeter law changes

02/05/2018

Government publishes Sanctions and AML Bill: exceptions and licenses Policy Note

Government publishes Sanctions and AML Bill: exceptions and licenses Policy Note

01/05/2018

Bank of England announces consolidation of three UK Payment System Operators

Bank of England announces consolidation of three UK Payment System Operators

01/05/2018

FCA publishes second 5 Conduct Questions report

FCA publishes second 5 Conduct Questions report

01/05/2018

FCA publishes new FSCS funding rules

FCA publishes new FSCS funding rules

01/05/2018

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