Archive - December 2020

FCA reminds firms to be prepared for Brexit

24/12/2020

FCA finalises all Brexit instruments and TTP

22/12/2020

CMA updates on financial services investigation

22/12/2020

PRA finalises BRRD II rules

21/12/2020

Parliament publishes corporate criminal liability briefing

21/12/2020

FCA fines Charles Schwab over client asset failings

21/12/2020

ESMA publishes cloud outsourcing guidelines

21/12/2020

Regulators update on Covid-related SMCR expectations

21/12/2020

FCA censures firm in relation to Connaught investments

21/12/2020

PRA confirms rules on changes before end of transition

21/12/2020

Court of Appeal upholds insider dealing convictions

21/12/2020

TAFA report shows little movement

21/12/2020

UK publishes 2020 NRA

21/12/2020

Final reports on FCA supervision of LCF and Connaught make damning reading

18/12/2020

Treasury updates special resolution code

17/12/2020

FCA makes Remuneration Code changes

17/12/2020

FOS consults on 2021/2 plan and budget

17/12/2020

PRA evaluates SMCR

17/12/2020

FCA sets up temporary regime for crypto firms

17/12/2020

Supreme Court dismisses Mastercard’s appeal on collective proceedings

16/12/2020

EBA pleased at AML college cooperation

16/12/2020

Government calls for views on cross-border financial services framework

16/12/2020

FCA updates on complaints data

16/12/2020

PRA writes Dear CEO letters on supervisory priorities

16/12/2020

Treasury makes Brexit financial crime laws

16/12/2020

No BI judgment this year

16/12/2020

FCA fines and bans individual for market abuse

16/12/2020

FCA fines over treatment of customers in arrears

15/12/2020

BoE Financial Stability Report

BoE Financial Stability Report

15/12/2020

FCA consults on prudential regulation of MiFID firms

15/12/2020

FCA makes new executive appointments

14/12/2020

PRA issues statement on capital distributions

14/12/2020

UK and Singapore announce FTA

14/12/2020

FCA makes new rules

14/12/2020

FCA consults on proving presence of Covid

11/12/2020

EBA reports on Basel III implementation

10/12/2020

Treasury makes Misappropriation Sanctions Regulations

10/12/2020

FCA fines firms for unsuitable pensions advice

10/12/2020

FCA confirms mini-bond marketing ban

10/12/2020

PRA makes CRD V changes

10/12/2020

FCA publishes Brexit FAQs

09/12/2020

APP CRM Code interim funding to continue to June 2021

09/12/2020

Commission to remove Mongolia from high risk list

09/12/2020

EIOPA: Peer Review on the collaboration of the insurance NSAs

EIOPA: Peer Review on the collaboration of the insurance NSAs

09/12/2020

PRA consults on designating firms within certain banking UK consolidation groups

PRA consults on designating firms within certain banking UK consolidation groups

09/12/2020

FCA consults on guidance for IPs

09/12/2020

EC speaks on evolving payments market

08/12/2020

PRA publishes feedback on recovery planning consultation

08/12/2020

EPC Report on Payment Threats and Fraud Trends

08/12/2020

BoE sets out stress test plans for insurance industry

04/12/2020

Treasury consults on insolvency changes for payment and e-money firms

04/12/2020

PRA notes FCA “long-term absence” consultation

04/12/2020

Up next from FCA

04/12/2020

OFSI says “prepare for Brexit”

04/12/2020

FCA updates on MAR and Brexit

04/12/2020

FCA and PSR Terms of Reference on Access to Cash

03/12/2020

FCA publishes RDR and FAMR evaluation

03/12/2020

UNEP FI Consultation on Guidance: Reporting on Principles for Responsible Banking

03/12/2020

EBA Guidelines on legislative and non-legislative moratoria

03/12/2020

FCA responds to Treasury Committee queries on work streams

03/12/2020

FCA launches UK Benchmarks Register

03/12/2020

FATF consults on enhancing cross-border payments

03/12/2020

FCA writes portfolio letters to SIPP operators

03/12/2020

FCA pleased with RTO price cap

03/12/2020

Court of Appeal overturns Rothesay Part VII decision

03/12/2020

FCA publish letter to Treasury Committee on Complaints Scheme Consultation

02/12/2020

Mainstream Consumer Credit Lenders portfolio letter published

02/12/2020

FCA updates on general insurance consultation

02/12/2020

FCA reminds firms to be ready for Brexit

01/12/2020

EPC publishes the first SRTP scheme rulebook

01/12/2020

PSR intends to operate confidentiality ring as part of card-acquiring services market review

01/12/2020

FCA response to IBA’s proposed consultation on intention to cease US$ LIBOR

FCA response to IBA’s proposed consultation on intention to cease US$ LIBOR

01/12/2020

FOS loses judicial review hearing

01/12/2020

PRA confirms CRDV statement date

01/12/2020

FCA makes new rules

01/12/2020

HM Treasury extends consultation deadlines

01/12/2020

Copyright © 2025. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.