Archive - May 2021

Market Watch looks at use of orderbook data

28/05/2021

FCA and PRA make new accountability rules for long term absence

28/05/2021

FCA finalises value pricing and loyalty penalty measures

28/05/2021

PRA publishes policy statements on OCIR policy

28/05/2021

EC seeks views on plan to review EU distance marketing rules

28/05/2021

Ombudsman News looks at annual complaints data

28/05/2021

Pensions Dashboard call for input

28/05/2021

ESMA finalises marketing guidelines

27/05/2021

ASA rules against Cryptocurrency Ad

27/05/2021

ASA publishes further ruling on delayed payment services

27/05/2021

ESMA calls for evidence on digital finance

27/05/2021

FOS publishes Annual Complaints Data

26/05/2021

FCA intervenes on high risk CFDs

26/05/2021

FCA confirms role in RLS

26/05/2021

PRA speaks on Cyber Risk

26/05/2021

PRA updates on MRTs

26/05/2021

BoE speech: responsible openness in the insurance sector

25/05/2021

FCA publishes updated information sheets

25/05/2021

Report calls on UK to lead on global crypto regulation

25/05/2021

FCA responds to Amigo Scheme rejection

25/05/2021

UK-US Financial Regulatory Working Group issues joint statement

25/05/2021

FCA orders firm to terminate AR agreements

24/05/2021

PRA publishes 2021/22 Business Plan

24/05/2021

No timescale on BNPL

21/05/2021

PRA publishes results of 2020 feedback survey

21/05/2021

PSR consults on CoP for all

21/05/2021

Update on AIFMD Delegation Rules

21/05/2021

FCA consults on use of new powers to support orderly wind down of critical benchmarks

20/05/2021

FCA brings charges for unauthorised activities

20/05/2021

FCA extends SCA deadline to March 2022

20/05/2021

HM Treasury consults on amendments to the insolvency arrangements for insurers

20/05/2021

ICO fines Amex for direct marketing messaging without consent

20/05/2021

FCA updates on change of legal status applications

20/05/2021

Rebranded BSB updates website

19/05/2021

FCA Call for Input: Pensions Consumer Journey

18/05/2021

FCA writes to CEOs of EMIs on client money

18/05/2021

FCA delivers speech on the rise in online scams

18/05/2021

IAIS consults on AML guidance

18/05/2021

FCA clarifies application of EBA outsourcing guidelines

17/05/2021

FCA launches consultation on CMC phoenixing

17/05/2021

FCA consults on new Consumer Duty

14/05/2021

SFO publishes business plan

14/05/2021

BoE publishes “Productive Finance” statement

13/05/2021

Dormant Assets Bill introduced in Lords

13/05/2021

FSCS confirms 2021/22 levy forecast

13/05/2021

FCA reminds that complaints handling should be back to normal

13/05/2021

FCA and PSR make statement on access to cash

13/05/2021

Banking industry supports access to cash

13/05/2021

Treasury clarifies CIS exemption for P2P operators

12/05/2021

FCA to issue credit broking permissions survey

12/05/2021

FCA finalises guidance to insolvency practitioners

12/05/2021

FCA updates supervisory statement on MiFID markets regime

11/05/2021

Pay.UK announces Confirmation of Payee extension

11/05/2021

Up next from FCA

10/05/2021

Commons Briefing Paper: Financial Services Act 2021

10/05/2021

FCA updates on property funds and liquidity and consults on LTAFs

10/05/2021

FCA publishes latest Regulatory Initiatives Grid

10/05/2021

FCA gives speech on its ‘outcomes focused transformation’

FCA gives speech on its ‘outcomes focused transformation’

07/05/2021

FCA speaks on UK regulation and FCA transformation

06/05/2021

FOS focuses on economic and domestic abuse complaints

06/05/2021

EBA consults on AML/CTF database

06/05/2021

Financial Services Bill – what changed?

06/05/2021

FCA fines for financial crime failings in cum/ex trading

06/05/2021

BoE speech: operational resilience – outcomes in practice

06/05/2021

Treasury updates on economic crime plan

05/05/2021

Law Commission: call for evidence on digital assets

05/05/2021

CMA publishes policy paper on digital regulatory landscape

05/05/2021

FCA publishes new buildings insurance webpage

05/05/2021

FCA consults on Pension Wise referrals

05/05/2021

Breathing Space scheme takes effect

04/05/2021

PRA reports on collections in non-systemic banks

04/05/2021

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