Archive - November 2021

FCA finalises UK MiFID changes

30/11/2021

FCA publishes policy statement on new CMC charging rules

29/11/2021

FCA publishes final rules on strong customer authentication

29/11/2021

FCA publishes mortgage prisoner review

29/11/2021

FCA publishes Frensham Wealth Limited supervisory notice

29/11/2021

FCA confirms changes to decision-making process

29/11/2021

FCA publishes final policy statement on IFPR

26/11/2021

PRA consults on operational resilience and continuity in resolution

25/11/2021

Treasury provides update on Wholesale Markets Review

24/11/2021

FOS sees rise in “authorised” scam complaints

24/11/2021

UK Finance looks at operational resilience

24/11/2021

CMA publishes terms of reference for Open Banking review

23/11/2021

FCA updates on KPIs

23/11/2021

ESMA reports on MAR sanctions

23/11/2021

EU consults on Mortgage Credit Directive review

23/11/2021

UK Finance makes Open Banking recommendations

23/11/2021

Government publishes AML supervision report

22/11/2021

FCA publishes GI pricing attestation forms

22/11/2021

FCA updates on IFPR

22/11/2021

Investment Association updates principles of remuneration

22/11/2021

FCA recognises revised FX Global Code and Global Precious Metals Code

19/11/2021

PSR announces next steps to stop APP fraud

18/11/2021

FCA consults on debt packager referral fees ban

17/11/2021

European Commissioner speaks at EPIF annual conference

17/11/2021

Commons Library publishes “Black Friday promotions” paper

17/11/2021

Dormant Assets Bill under inspection

17/11/2021

Market Watch looks at web-based trading platforms

17/11/2021

PRA publishes CRR mapping table

16/11/2021

FCA confirms more LIBOR rules

16/11/2021

Basel Committee consults on principles for climate-related financial risks

16/11/2021

CMA letter to Danske Bank on breach of SME Banking Undertakings

15/11/2021

FSCS confirms levies

15/11/2021

FCA writes to funeral plan providers

15/11/2021

FCA publishes IFPR amendments

15/11/2021

FCA levies further fine for cum-ex trading controls

15/11/2021

Treasury extends Gibraltar transitional passporting rules

12/11/2021

FOS publishes Ombudsman News

10/11/2021

FCA refuses SMF29 application

10/11/2021

FCA to issue compliance survey to GI firms

10/11/2021

Treasury consults on future regulatory framework

10/11/2021

FCA, BoE and FMSB sign MOU

09/11/2021

FMLC reports on UK bank ring-fencing legislation legal uncertainties

09/11/2021

PRA publishes responses to CP13/21 occasional consultation paper

09/11/2021

LMA updates guidance on pricing and product reviews

08/11/2021

FCA confirms final rules on funeral plans regulation

08/11/2021

UK Finance paper on the PRA’s outsourcing expectations

04/11/2021

Government sets out net zero transition plans

04/11/2021

FCA updates on ESG priorities and publishes SDR discussion paper

04/11/2021

Treasury and FCA publish LCF compensation rules

04/11/2021

PSR publishes card-acquiring services report

04/11/2021

FCA publishes cum/ex financial crime warning notice

04/11/2021

FCA delivers speech on data-led regulation

03/11/2021

Complaints Commissioner publishes final report

02/11/2021

FOS publishes feedback on outcome reporting consultation

02/11/2021

PRA and FCA “no comment” on Staley investigation

01/11/2021

FCA publishes regulatory initiatives grid

01/11/2021

FCA issues final notice after conspiracy to defraud conviction

01/11/2021

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