Tag - authorisation

FCA highlights simplification as means of supporting growth

Emma Radmore

21/01/2025

FCA publishes latest Handbook Notice

Laura Wiles

23/12/2024

A new regulatory regime for ESG ratings providers

Emma Radmore

18/11/2024

FCA updates on operating metrics

Emma Radmore

08/08/2024

FCA quarterly consultation plans criminal background checks

Emma Radmore

09/07/2024

PRA updates on insurance branch supervision

Harry Wells

24/05/2024

FCA highlights common failings in asset management applications

Emma Radmore

17/04/2024

FCA updates guidance on consumer investment firm applications

Emma Radmore

13/11/2023

FCA updates authorisation pages

Emma Radmore

25/05/2023

FCA issues Supervisory Notice to Roark Holdings Ltd

Laura Wiles

16/03/2023

EBA publishes peer review of PSD authorisation processes

Nicola Radford

11/01/2023

FCA updates on Consumer Investments Strategy

Emma Radmore

18/10/2022

FCA says applicants must prove ability to comply with Consumer Duty

Emma Radmore

28/07/2022

FCA speaks on importance of insurance brokers

Emma Radmore

17/05/2022

FCA refuses to authorise compliance firm to operate investment network

Harshil Patel

13/05/2022

FCA launches Early and High Growth Oversight initiative

Harshil Patel

26/04/2022

FCA boosts authorisation capability

Emma Radmore

06/04/2022

FCA outlines new authorisation fee structure

Emma Radmore

10/01/2022

FCA calls for funeral plan providers and intermediaries to apply now

Emma Radmore

02/09/2021

FCA updates on MIFIDPRU applications

Emma Radmore

29/07/2021

FCA publishes annual report and accounts

Emma Radmore

15/07/2021

FCA speaks on tough regulation and the future

Emma Radmore

22/06/2021

FCA publishes international firms approach document

Emma Radmore

04/02/2021

FCA to streamline cancellation process

Emma Radmore

20/07/2020

FCA gives lending application guidance

Emma Radmore

07/05/2020

FCA updates authorisation application fee

Emma Radmore

13/02/2020

Complaints Commissioner publishes responses

Emma Radmore

03/12/2019

FCA successful in High Court case against unauthorised forex firm

FIN. Team

22/05/2019

FCA publishes approach to authorisation and feedback statement

Emma Radmore

29/11/2018

HM Treasury publishes temporary permissions draft SI

Emma Radmore

24/07/2018

FCA gives application guidance

Emma Radmore

23/04/2018

FCA outlines approach to authorisation

Emma Radmore

16/03/2018

PRA publishes consultation papers on approach to supervision of third country firms after Brexit

Emma Radmore

20/12/2017

FCA sets out future approach to authorisation and competition

Emma Radmore

12/12/2017

FCA launches Asset Management Authorisation Hub

Emma Radmore

16/10/2017

FCA warns over MiFID 2 deadlines

Emma Radmore

19/09/2017

eba publishes final report on PSD2 Guidelines for authorisation and registration

11/07/2017

ECB warns that relocating banks need to act fast

05/05/2017

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