Tag - FCA

Regulators clarify SMCR obligations during Covid-19

03/04/2020

Emergency consultation by the FCA

02/04/2020

Regulator Covid-19 update 1 April

01/04/2020

FCA writes to retail firm CEOs on Covid-19

01/04/2020

Regulator Covid-19 update 31 March

31/03/2020

Regulator Covid-19 update 30 March

30/03/2020

Regulators publish 2020/2021 MELL

27/03/2020

Regulator Covid-19 Update 27 March including key worker update

27/03/2020

FCA Covid-19 response to date

26/03/2020

FCA updates mortgage firm Covid-19 guidance

26/03/2020

FCA delays Directory publication

26/03/2020

Regulator Covid-19 Update 26 March

26/03/2020

Regulators give leeway on company accounts

26/03/2020

Regulator Covid-19 Update 25 March

25/03/2020

Annual increase to FOS award limit confirmed

23/03/2020

Regulator Covid-19 update for 20 March, including on key worker categorisation

20/03/2020

FCA sets out Covid-19 expectations on insurers

19/03/2020

FCA makes statement on fund suspensions

19/03/2020

PIFMA concerned about Open Finance

18/03/2020

FCA latest Covid-19 advice for firms

17/03/2020

FCA issues Covid-19 guidance for consumers

17/03/2020

Treasury feeds back on pre-paid funeral plans

12/03/2020

FCA publishes insights from the Cyber Coordination Groups

11/03/2020

Treasury Committee calls for better carbon footprint awareness

11/03/2020

FCA publishes mortgage switching research

11/03/2020

FCA compares bank fraud controls

09/03/2020

FCA calls for evidence on wholesale market data

09/03/2020

UK Finance shines a spotlight on resolving Section 75 claims

06/03/2020

FCA speaks on digital assets

06/03/2020

The FCA announces proposals to improve climate-related disclosures by listed companies

06/03/2020

The Treasury Committees approves Bailey, but says it will keep an eye on the FCA

06/03/2020

Up next from FCA

06/03/2020

FCA speaks on vulnerable customers

06/03/2020

FCA drives forward culture changes

06/03/2020

FCA publishes research report on its TechSprint Approach

04/03/2020

FCA publishes 2019 data on STORs

02/03/2020

FCA makes new travel insurance and other rules

28/02/2020

FCA feeds back on Patient Capital

28/02/2020

FCA writes to CEOs on end of LIBOR

28/02/2020

Latest current account data released

19/02/2020

FCA publishes annual sector views

18/02/2020

FCA bans motor finance ads

18/02/2020

Unfair Treatment lands Moneybarn big fine

17/02/2020

FCA speech on penalties, remediation and General Principles

16/02/2020

FCA appoints Interim Executive Director of Strategy and Competition

14/02/2020

FCA writes to credit brokers

14/02/2020

FCA updates authorisation application fee

13/02/2020

FCA recognises Standards of Lending Practice for business customers

12/02/2020

FCA guidance to GI distribution chain

11/02/2020

FCA Update: Basic Bank Accounts

11/02/2020

Up next from FCA

10/02/2020

Regulators warn firms on selling personal data

10/02/2020

New appointments to the FCA Board

07/02/2020

FCA writes strategy letter to platforms

06/02/2020

FCA makes travel insurance PEMC rules

05/02/2020

FCA updates on skilled persons figures

05/02/2020

FCA responds on workplace pension costs and charges

05/02/2020

FCA writes Dear CEO letter on persistent debt customers

04/02/2020

FCA writes strategy letter to platforms

03/02/2020

FCA updates further on post-Brexit issues

03/02/2020

FCA and Lloyds update on Brexit

30/01/2020

FCA: Overdraft Pricing Request

28/01/2020

FCA and IBA write to ISDA on LIBOR

27/01/2020

Christopher Woolard new FCA Interim Chief

24/01/2020

Treasury responds on MLD5

24/01/2020

FCA’s Firm Details Confirmation Requirements

24/01/2020

Financial Services AI public-private forum

24/01/2020

FCA writes supervisory priorities letter to financial advisers

22/01/2020

FCA updates on asset management supervisory strategies

22/01/2020

FCA and BoE outline initial expectations for firms transitioning from LIBOR to SONIA

20/01/2020

FCA and BoE encourage switch from LIBOR to SONIA from Spring 2020

20/01/2020

FCA updates AML pages

13/01/2020

FCA publishes portfolio management tool review

13/01/2020

FCA confirms crypto-AML requirements

10/01/2020

Up next from FCA

10/01/2020

FCA takes action against illegal deposit taker

10/01/2020

FCA outlines plan to simplify cash savings market

10/01/2020

FCA writes to boards on personal and commercial line harm

08/01/2020

UK regulators announce data reforms

08/01/2020

FCA writes to insurance CEOs on non-financial misconduct

06/01/2020

Regulators update on climate change action

19/12/2019

Tribunal upholds CMC fine

18/12/2019

FCA calls for input on open finance

17/12/2019

FCA fines CMC for misleading communications

17/12/2019

Open-ended funds review progresses

16/12/2019

FCA makes new rules

13/12/2019

FCA makes platform transfer rules

13/12/2019

Extension of the Senior Managers and Certification Regime comes into force

09/12/2019

FCA publishes quarterly consultation

06/12/2019

Up next from FCA

06/12/2019

Regulators develop work on Operational Resilience

05/12/2019

CMA confirms amendment of Retail Banking Market Investigation Order 2017

04/12/2019

Complaints Commissioner publishes responses

03/12/2019

The FCA publishes feedback on its ‘Duty of Care’ Discussion Paper

03/12/2019

FCA alerts investment firms to new management body form

03/12/2019

FCA publishes IDD general good table

29/11/2019

FCA secures £291,070 confiscation order against convicted fraudster

28/11/2019

FCA publishes ‘approving financial promotions’ webpage

26/11/2019

FCA takes action on sale of mini-bonds to retail investors

26/11/2019

FCA: New Form (cyber resilience questionnaire)

21/11/2019