Tag - FCA

FCA announces BNPL rules

12/06/2019

Terms of Reference of the Joint Authorities Cash Strategy Group

11/06/2019

FCA finds culture the main issue in capital market AML review

10/06/2019

Up next from FCA

10/06/2019

FCA consults on Gibraltar and SMCR Handbook changes

07/06/2019

FCA publishes overdraft cost reform rules

07/06/2019

FCA and PRA Joint Statement on LIBOR preparations

05/06/2019

FCA and Dutch Authority agree on closer partnership

05/06/2019

FCA tells CMCs what it expects

05/06/2019

FCA Publish Final Rules on Loan-based and Investment-based Crowdfunding Platforms

04/06/2019

PRA and FCA impose £1.89m fine for outsourcing failures

30/05/2019

FCA feedback on conduct questions for wholesale banks

28/05/2019

FCA publishes asset management competition breach case study

24/05/2019

London Capital & Finance investigation starts

23/05/2019

FCA publishes unfair term undertaking

23/05/2019

Fund umbrella providers come under fire

22/05/2019

Inside FCA Podcast: Andrew Bailey on the Business Plan and future of regulation

14/05/2019

Treasury committee report on access to financial services

13/05/2019

FCA publishes undertaking on unfair contract term

10/05/2019

FCA helps investors in unregulated mini-bonds

07/05/2019

FCA starts intergenerational finance debate

03/05/2019

FCA calls for input on FAMR and RDR

01/05/2019

FCA fines for market abuse control failings

30/04/2019

FCA heralds Innovate success

29/04/2019

FCA announce delay of publication of rules for CFD

26/04/2019

FCA confirms miscellaneous new rules

26/04/2019

With-profits firms should review consumer harm risks

26/04/2019

Andrew Bailey looks at the future of financial conduct regulation

24/04/2019

FCA publishes enforcement and supervision ‘Approach’ documents

24/04/2019

FCA publishes PFOF findings

24/04/2019

FCA consults on fees

23/04/2019

FCA publishes research agenda

23/04/2019

FCA prioritises culture, customers and crime prevention

23/04/2019

FCA publish feedback statement on duty of care

23/04/2019

Wholesale brokers ignore Dear CEO letter at their peril

18/04/2019

FCA proposes 2 new duties for IGCs

18/04/2019

FCA publish thematic review on GI distribution chain

10/04/2019

FCA fines SCB £100m for AML failings

10/04/2019

Memorandum of Understanding between the FCA and the ASA published

08/04/2019

FCA gives investigations update

05/04/2019

ESMA happy with national product intervention measures

ESMA happy with national product intervention measures

02/04/2019

FCA makes new rules

FCA makes new rules

01/04/2019

FCA finalises CMC SMCR rules

FCA finalises CMC SMCR rules

01/04/2019

FCA makes binary option banning rules

01/04/2019

FCA and SEC sign updated Brexit MoUs

FCA and SEC sign updated Brexit MoUs

01/04/2019

London Capital investigation to start

01/04/2019

FCA regulation of CMCs starts

01/04/2019

FCA publishes final no-deal Brexit rules

FCA publishes final no-deal Brexit rules

29/03/2019

FCA Publishes Mortgages Market Study Final Report

27/03/2019

FCA consultation: Responsible Lending for Mortgage Customers

27/03/2019

FCA clarifies MAR status on hard Brexit

FCA clarifies MAR status on hard Brexit

27/03/2019

FCA extends temporary permissions window

FCA extends temporary permissions window

27/03/2019

FCA Publish Final Report on the Retained Provisions of the CCA

26/03/2019

FCA plans UK Benchmarks register

FCA plans UK Benchmarks register

22/03/2019

What the Consumer Credit firms can expect from the FCA

22/03/2019

EBA agrees form of MoU between European and UK supervisors

EBA agrees form of MoU between European and UK supervisors

20/03/2019

FCA imposes £27.6 million fine for transaction reporting failures

19/03/2019

Treasury Committee asks for London Capital inquiry

Treasury Committee asks for London Capital inquiry

19/03/2019

CMA’s Loyalty Penalty Working Group terms of reference published

CMA’s Loyalty Penalty Working Group terms of reference published

18/03/2019

Debt management sector: second FCA thematic review published

18/03/2019

FCA publishes investment platforms market study

FCA publishes investment platforms market study

14/03/2019

FCA Update on Digital Regulatory Reporting

14/03/2019

FCA fines Carphone Warehouse for insurance misselling

13/03/2019

FCA finalises guidance on SoRs and responsibilities maps

08/03/2019

FCA confirms FOS increase

FCA confirms FOS increase

08/03/2019

FCA makes Directory rules

FCA makes Directory rules

08/03/2019

FCA proposes new rules on disclosing administration charges and transaction costs for personal pension schemes

FCA proposes new rules on disclosing administration charges and transaction costs for personal pension schemes

08/03/2019

FCA publishes research on consumer attitudes to cryptoassets

08/03/2019

FCA writes to P2P platforms on wind-down plans

07/03/2019

FCA targets high-cost credit firms

07/03/2019

FCA reviews credit card fees and charges

06/03/2019

Access to Cash Review published

06/03/2019

Insurance MoUs agreed between BoE, FCA, EIOPA and EU supervisors

06/03/2019

FCA introduces rent-to-own price cap

FCA introduces rent-to-own price cap

05/03/2019

FCA unhappy with motor finance commission models

04/03/2019

FCA updates rules

FCA updates rules

04/03/2019

BoE and FCA update on Brexit approach

BoE and FCA update on Brexit approach

28/02/2019

FCA calls for costs and charges disclosure improvements

FCA calls for costs and charges disclosure improvements

28/02/2019

FCA renews call for firms to prepare for Brexit

FCA renews call for firms to prepare for Brexit

27/02/2019

FCA welcomes MiFID 2 impact on research

26/02/2019

US and UK authorities agree measures to secure derivatives trading and clearing activities post-Brexit

US and UK authorities agree measures to secure derivatives trading and clearing activities post-Brexit

25/02/2019

FCA takes first competition action

FCA takes first competition action

21/02/2019

Final report on wholesale insurance broker market study published by FCA

20/02/2019

FCA publishes bank comparable data on customer treatment

FCA publishes bank comparable data on customer treatment

15/02/2019

FCA calls for prevention over cure in market abuse

14/02/2019

FCA posts video for SMCR help

07/02/2019

FCA publishes rules and guidance for payment services and e-money sectors

04/02/2019

‘Global sandbox’ pilot invites applications

04/02/2019

FCA publishes call to action for firms to prepare for no-deal Brexit

FCA publishes call to action for firms to prepare for no-deal Brexit

04/02/2019

FCA agrees Brexit MoUs with European securities regulators

FCA agrees Brexit MoUs with European securities regulators

04/02/2019

FCA updates MiFID expectations

01/02/2019

FCA and FRC focus on encouraging effective stewardship

FCA and FRC focus on encouraging effective stewardship

30/01/2019

FCA consults on reporting requirements for General Insurance firms

30/01/2019

FCA gives NPPR guidance

FCA gives NPPR guidance

29/01/2019

FCA consults on retirement outcome improvements

29/01/2019

Tribunal rules on Burns costs

Tribunal rules on Burns costs

29/01/2019

FCA makes new rules

FCA makes new rules

28/01/2019

FCA Cryptoassets consultation published

23/01/2019

FCA to look at product governance and research unbundling

FCA to look at product governance and research unbundling

21/01/2019

FCA confirms Keydata individual fines

FCA confirms Keydata individual fines

17/01/2019