Tag - funds

FCA publishes findings from liquidity management frameworks review

Laura Wiles

06/07/2023

FCA issues consultation on protecting investors in authorised funds affected by the invasion of Ukraine

Harshil Patel

28/04/2022

FCA portfolio strategy letter on custody

Emma Radmore

22/03/2022

ESMA asks for support on reverse solicitation report

Emma Radmore

04/01/2022

FCA finds “host” fund manager weaknesses

Emma Radmore

30/06/2021

FCA reopens TPR window and tells fund managers to update

Emma Radmore

30/09/2020

Commission reports on MLD4 trust identification

Emma Radmore

17/09/2020

Regulator Covid-19 update 23 April

Emma Radmore

23/04/2020

FCA secures £291,070 confiscation order against convicted fraudster

FIN. Team

28/11/2019

Reserve your place: FUNDamental Series

Emma Radmore

18/11/2019

Reserve your place: FUNDamental Series

Emma Radmore

08/08/2019

FCA and SEC sign updated Brexit MoUs

FIN. Team

01/04/2019

JMLSG proposes credit union and brokerage services updates

Emma Radmore

19/03/2019

Copyright © 2023. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.

Tag - funds

FCA publishes findings from liquidity management frameworks review

FCA issues consultation on protecting investors in authorised funds affected by the invasion of Ukraine

FCA portfolio strategy letter on custody

ESMA asks for support on reverse solicitation report

FCA finds “host” fund manager weaknesses

FCA reopens TPR window and tells fund managers to update

Commission reports on MLD4 trust identification

Regulator Covid-19 update 23 April

FUNDamentals Series: Event 2

FCA secures £291,070 confiscation order against convicted fraudster

Reserve your place: FUNDamental Series

Reserve your place: FUNDamental Series

JMLSG updates on Guidance

FCA and SEC sign updated Brexit MoUs

JMLSG proposes credit union and brokerage services updates