Archive - December 2019

CCPs deemed equivalence and recognition decisions extended by ESMA and Commission

Emma Radmore

23/12/2019

PRA increases scrutiny of Lloyd’s of London over whistleblowing issues

Emma Radmore

23/12/2019

Treasury makes MLR changes for MLD5

Emma Radmore

23/12/2019

Queen’s Speech highlights Brexit free trade hopes

Emma Radmore

19/12/2019

EU reaches political agreement on crowdfunding measures

Emma Radmore

19/12/2019

ECB looks at privacy in central bank digital currency

Emma Radmore

19/12/2019

Regulators update on climate change action

FIN. Team

19/12/2019

FCA introduces new duties for Independent Governance Committees

Gavin Ellison

18/12/2019

Europe reaches agreement on ‘green taxonomy’ regulation

FIN. Team

17/12/2019

FPC publishes latest Financial Stability Report

Emma Radmore

17/12/2019

FCA calls for input on open finance

Emma Radmore

17/12/2019

FCA fines CMC for misleading communications

Emma Radmore

17/12/2019

FOS consults on plans and budget

Emma Radmore

17/12/2019

ESAs publish AML/CFT cooperation guidance

Emma Radmore

17/12/2019

Open-ended funds review progresses

FIN. Team

16/12/2019

ESMA publishes MAR review papers

Emma Radmore

16/12/2019

FCA makes platform transfer rules

Emma Radmore

13/12/2019

EMIR updating Regulation published in OJ

Emma Radmore

13/12/2019

EIOPA proposes Guidelines for ICT security and governance

Emma Radmore

13/12/2019

BIS considering prudential treatment for crypto-assets

Emma Radmore

13/12/2019

Sustainable lending and the election

Emma Radmore

10/12/2019

EU calls for halt on stablecoins

Emma Radmore

10/12/2019

European Council set out next AML actions

Emma Radmore

10/12/2019

FSB publishes BigTech and cloud service provider reports

Emma Radmore

09/12/2019

Extension of the Senior Managers and Certification Regime comes into force

FIN. Team

09/12/2019

Investment firm legislation in OJEU

Emma Radmore

09/12/2019

FCA publishes quarterly consultation

Emma Radmore

06/12/2019

Regulators develop work on Operational Resilience

Emma Radmore

05/12/2019

PRA to modernise outsourcing and risk management expectations

Emma Radmore

05/12/2019

Risk management guidance published by professional bodies association

Emma Radmore

04/12/2019

ESMA updates MiFID 2 and AIFMD FAQs

Emma Radmore

04/12/2019

CMA confirms amendment of Retail Banking Market Investigation Order 2017

Emma Radmore

04/12/2019

Effects of MLD5 on lenders to overseas entities

Joseph Dean

04/12/2019

Mark Carney named UN’s Special Envoy for Climate Action and Finance

FIN. Team

03/12/2019

Complaints Commissioner publishes responses

Emma Radmore

03/12/2019

The FCA publishes feedback on its ‘Duty of Care’ Discussion Paper

FIN. Team

03/12/2019

FCA alerts investment firms to new management body form

Emma Radmore

03/12/2019

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