Archive - January 2022

Treasury and OFSI update on penalties for sanctions breaches

31/01/2022

EBA launches AML/CFT database

31/01/2022

CMA writes to Monzo on RBO breach

31/01/2022

CMA writes to Tesco Bank acknowledging action taken to end breach

31/01/2022

EIOPA consults on retail investor protection

31/01/2022

FCA publishes guidance on competency and capability

31/01/2022

FOS looks at current initiatives

28/01/2022

FCA explains multiple-occupancy buildings insurance work

28/01/2022

BIS updates on 2022 work programme

27/01/2022

ESMA consults on MiFID 2 suitability

27/01/2022

Regulators work to transform data collection

27/01/2022

PSR consults on card-acquiring services review

26/01/2022

2021 CPI shows little change in worldwide corruption levels

26/01/2022

Regulators publish Wider Implications Framework

26/01/2022

FCA proposes guidance for firms seeking to limit their liabilities

26/01/2022

Onerous or essential: expectations on banks to tackle APP fraud

21/01/2022

PRA calls for technical input on insurance stress test

20/01/2022

CMA publishes updated governance arrangements for Open Banking

20/01/2022

FCA publishes 2022 retail banking model update

20/01/2022

Quincecare Duty – Supreme Court Appeal

20/01/2022

FCA updates competition powers guidance

20/01/2022

FCA to impose requirements on non-compliant API

20/01/2022

FCA updates on borrowers in financial difficulty

19/01/2022

FCA consults on fin prom rules for high risk investments

19/01/2022

Prepaid cards market hit by huge fines for cartel conduct

19/01/2022

OFSI and FCDO update on new look sanctions lists

18/01/2022

FCA reminds TPR firms to meet its standards or face action

18/01/2022

Treasury to make rules on misleading crypto ads

18/01/2022

Government consults on CCP and CSD regulation

18/01/2022

EBA confirms Covid-19 related reporting and disclosure requirements will continue

17/01/2022

Parliament launches commercial insurance inquiry

17/01/2022

FOS responds on action plan

17/01/2022

FCDO publishes first UK annual sanctions report

17/01/2022

FCA publishes new MIFIDPRU webpage

13/01/2022

PSR publishes new strategy

13/01/2022

Parliament publishes report on central bank digital currencies

13/01/2022

PRA sets out supervisory priorities for 2022

12/01/2022

FCA and PRA consult on FSCS management expenses levy limit

12/01/2022

FCA updates on skilled persons reviews

12/01/2022

PRA updates insurance business transfer SoP

12/01/2022

FCA updates on GI value reporting

11/01/2022

FCA to register first UK securitisation repositories

11/01/2022

PSR publishes report on interbank payment systems

11/01/2022

FCA provides update on the Woodford investigation

11/01/2022

EU to amend high risk third countries list

11/01/2022

FCA still concerned about wholesale data

11/01/2022

FCA outlines new authorisation fee structure

10/01/2022

EIOPA publishes report on application of the IDD

07/01/2022

MLR changes change dates and criteria for registrable trusts

07/01/2022

FCA takes criminal proceedings against directors of unauthorised firm

07/01/2022

UK Finance responds on BNPL consultation

07/01/2022

FCA to redo financial resilience survey

06/01/2022

ESMA publishes guidelines on delayed disclosure under MAR

05/01/2022

Insurance Europe responds to ESMA call for evidence

05/01/2022

FCA updates TPR information for payment firms

05/01/2022

FCA updates information on Complaints Commissioner reports

05/01/2022

EBA publishes derisking opinion

05/01/2022

Check out our new and improved regulatory timeline

05/01/2022

ESMA asks for support on reverse solicitation report

04/01/2022

ESMA publishes appropriateness and execution only report

04/01/2022

FCA confirms end-2021 LIBOR changes

04/01/2022

ESMA publishes call for evidence on DLT pilot regime

04/01/2022

All-Party Parliamentary Group on Blockchain publishes 2022/23 programme

04/01/2022