Tag - FCA

FCA clarifies application of EBA outsourcing guidelines

17/05/2021

FCA launches consultation on CMC phoenixing

17/05/2021

FCA reminds that complaints handling should be back to normal

13/05/2021

FCA and PSR make statement on access to cash

13/05/2021

FCA to issue credit broking permissions survey

12/05/2021

FCA finalises guidance to insolvency practitioners

12/05/2021

FCA updates supervisory statement on MiFID markets regime

11/05/2021

Up next from FCA

10/05/2021

FCA updates on property funds and liquidity and consults on LTAFs

10/05/2021

FCA publishes latest Regulatory Initiatives Grid

10/05/2021

FCA fines for financial crime failings in cum/ex trading

06/05/2021

FCA publishes new buildings insurance webpage

05/05/2021

FCA publishes Insights from Cyber Coordination Groups

30/04/2021

FCA publishes DP on high risk investment promotions

29/04/2021

FCA consults on changes to UK MiFID firm organisational requirements

28/04/2021

FCA concerned about Provident scheme of arrangement

26/04/2021

FCA publishes Authorisations Quarterly KPIs

26/04/2021

FCA delivers speech on black inclusion

23/04/2021

FCA takes criminal action for unauthorised mortgage activities

23/04/2021

Business interruption insurance: Covid calculator

22/04/2021

FCA censures firm and requires compensation payment

20/04/2021

FCA delays Business Plan

20/04/2021

Treasury Committee starts Greensill Capital inquiry

20/04/2021

FCA delivers speech on innovation

20/04/2021

FCA issues second IFPR consultation

20/04/2021

FCA fines and bans unapproved adviser

15/04/2021

FCA and PRA issue statement on FSB UK remuneration peer review

15/04/2021

FCA speech: regulating the UK as a global financial centre

15/04/2021

Regulators warn on deposit aggregators

14/04/2021

FCA publishes Covid-19 BI claims data

13/04/2021

Up next from FCA

13/04/2021

FCA publishes fin prom data

06/04/2021

FCA finalises cancellations and refunds guidance extension

01/04/2021

FCA concerned on Amigo scheme of arrangement

31/03/2021

FCA tells CMCs and High Cost Lenders to work together on complaints

31/03/2021

FCA extends financial crime reporting obligation

31/03/2021

FCA confirms DB transfer guidance

30/03/2021

FCA takes action against non-financial misconduct

29/03/2021

FCA responds to Treasury Committee on LCF

29/03/2021

FCA feeds back on Open Finance

29/03/2021

High Court finds company and individual in breach of FSMA

26/03/2021

FCA encourages individuals to report wrongdoing

24/03/2021

FCA updates on timetable for insurance pricing rules

23/03/2021

FCA speaks on importance of diversity and inclusion

18/03/2021

Complaints Commissioner criticises FCA internal communications

16/03/2021

FCA takes action against NatWest for MLR breaches

16/03/2021

FCA updates on duty of care

15/03/2021

FCA updates BI list

15/03/2021

Up next from FCA

12/03/2021

IHRP review independent report provided to FCA

11/03/2021

Treasury seeks clarity on FCA’s regulation of LCF

10/03/2021

FCA consults on minor handbook changes

08/03/2021

FCA fines and bans trader for market abuse

04/03/2021

FCA updates TPR pages

04/03/2021

FCA publishes “presence of Covid” guidance

04/03/2021

FCA publishes funeral plan consultation paper

03/03/2021

FCA publishes MiFID 2 product governance review

26/02/2021

FCA finalises Breathing Space rule changes

26/02/2021

Treasury and FCA discuss perimeter report

25/02/2021

BoE updates on data collection

23/02/2021

FCA finalises vulnerability guidance

23/02/2021

BI insurance declarations submitted to Supreme Court

16/02/2021

FCA updates on cancellations and refunds guidance

15/02/2021

FCA publishes results of updated Financial Lives research

11/02/2021

BoE updates on market infrastructure and payment system supervision

11/02/2021

FCA starts restitution application for DB transfer advice

10/02/2021

FCA publishes retail banking portfolio letter

09/02/2021

Up next from FCA

08/02/2021

FCA reports on technology risks and mitigation

08/02/2021

Regulators update on Covid reporting

08/02/2021

FCA publishes international firms approach document

04/02/2021

FCA to contact firms in repeat Covid impact survey

03/02/2021

Treasury confirms BNPL regulation “as soon as time allows”

02/02/2021

FCA publishes unsecured credit market report

02/02/2021

FCA updates on BI issues

01/02/2021

FCA consults on changes to SCA-RTS and payment services perimeter guidance

28/01/2021

FCA tells firms not to close branches during lockdown

28/01/2021

FCA updates on PEMC signposting

28/01/2021

FCA publishes BBLS PAYG guidance

27/01/2021

FCA updates on BI judgment effects

25/01/2021

FCA updates on DB transfer business

21/01/2021

FCA reports on protecting consumers from harm

18/01/2021

FCA reminds firms to check permissions regularly

18/01/2021

FCA publishes whistleblowing VREQ

14/01/2021

FCA updates on EU MoUs

14/01/2021

FCA consults on mortgage and consumer credit Covid guidance update

14/01/2021

FCA publishes FAQ on insurance pricing plans

13/01/2021

FCA updates on BI case and insurance expectations

12/01/2021

Market Watch on recordings and alternative working arrangements

11/01/2021

FCA Covid financial crime guidance to expire

11/01/2021

FCA to repeat Covid resilience survey

11/01/2021

FCA publishes Covid resilience survey results

07/01/2021

FCA reminds firms to be prepared for Brexit

24/12/2020

FCA finalises all Brexit instruments and TTP

22/12/2020

FCA fines Charles Schwab over client asset failings

21/12/2020

Regulators update on Covid-related SMCR expectations

21/12/2020

FCA censures firm in relation to Connaught investments

21/12/2020

Court of Appeal upholds insider dealing convictions

21/12/2020

Final reports on FCA supervision of LCF and Connaught make damning reading

18/12/2020

FCA makes Remuneration Code changes

17/12/2020