Tag - MiFID

FCA consults on simplifying consumer investment disclosures

02/07/2026

Court concludes special administrators unable to terminate customer contracts to protect firm’s economic interests

02/12/2025

FCA publishes review of algorithmic trading controls

21/08/2025

FCA and Treasury consult on ancillary activities exemption

03/07/2025

AFME updates MiFIR and MiFID implementation guide

02/04/2025

Chancellor to streamline fintech regulation

18/03/2025

Treasury and FCA set out next steps for MiFID

18/11/2024

Market Watch looks at MiFID transaction reporting

08/11/2024

FCA issues interim update to Asset Management & Alternatives Supervisory Strategy

05/03/2024

FCA publishes final report on IFPR implementation observations

27/11/2023

Treasury publishes draft Brexit amendment SI

09/11/2023

FCA updates on operation of the MiFID transparency regime

29/08/2023

FCA makes new rules

01/03/2022

FCA publishes final IFPR rules

22/10/2021

FCA launches third IFPR consultation

06/08/2021

ESMA consults on MiFID II remuneration requirements

19/07/2021

FCA publishes first policy statement on IFPR

29/06/2021

FCA updates supervisory statement on MiFID markets regime

11/05/2021

FCA consults on changes to UK MiFID firm organisational requirements

28/04/2021

European Parliament reports on Digital Finance Package legislation

25/03/2021

FCA consults on prudential regulation of MiFID firms

15/12/2020

ESMA publishes draft third country RTS

29/09/2020

FCA looks to better prudential rules for investment firms

23/06/2020

EP issues draft report on further development of the CMU

19/06/2020

ESMA clarifies MiFIR open access application

11/06/2020

ESMA updates MiFID 2 and AIFMD FAQs

04/12/2019

FCA alerts investment firms to new management body form

03/12/2019

Market Watch Brexit special

08/10/2019

FCA imposes £27.6 million fine for transaction reporting failures

19/03/2019

ESMA updates MiFID and MiFID II materials

ESMA updates MiFID and MiFID II materials

03/10/2018

ESMA publishes MiFID compliance function peer review

ESMA publishes MiFID compliance function peer review

30/11/2017

ESMA reports on fair, clear and not misleading information supervision

ESMA reports on fair, clear and not misleading information supervision

18/05/2017

ESMA finds best execution improvements

ESMA finds best execution improvements

12/01/2017

CLLS responds on financial advice

CLLS responds on financial advice

04/01/2017