Archive - November 2019

APP scams voluntary Code extended to March 2020

FIN. Team

29/11/2019

Financial Services team wins awards

Emma Radmore

29/11/2019

FCA publishes IDD general good table

Emma Radmore

29/11/2019

Banks told to refund customers after CMA action

FIN. Team

29/11/2019

FCA consults on SMCR for benchmark administrators

Emma Radmore

29/11/2019

FCA secures £291,070 confiscation order against convicted fraudster

FIN. Team

28/11/2019

SMCR: They think it’s all over?…

Emma Radmore

27/11/2019

PRA fines banks £43.9m for regulatory reporting failures

Emma Radmore

26/11/2019

FCA publishes ‘approving financial promotions’ webpage

Emma Radmore

26/11/2019

Pay.UK update on APP fraud reimbursement

Emma Radmore

26/11/2019

FCA takes action on sale of mini-bonds to retail investors

Emma Radmore

26/11/2019

FCA: New Form (cyber resilience questionnaire)

Emma Radmore

21/11/2019

Responsible Lending Changes Implementation Group meeting

Emma Radmore

21/11/2019

BIS report on Open Banking and APIs

Emma Radmore

20/11/2019

FCA addresses LIBOR transition issues

Emma Radmore

20/11/2019

FCA fines for fund investor TCF failings

FIN. Team

20/11/2019

FCA publishes GI distribution chain guidance

Emma Radmore

19/11/2019

UK Jurisdiction Taskforce confirms legal status of cryptoassets and smart contracts under English law

Emma Radmore

19/11/2019

EPC 2019 SEPA scheme rulebooks in force

Emma Radmore

19/11/2019

Investment Association agrees ESG definitions set

Emma Radmore

19/11/2019

Reserve your place: FUNDamental Series

Emma Radmore

18/11/2019

Reserve your place: Tackling Financial Exclusion

Emma Radmore

18/11/2019

AFME calls for crypto supervision convergence

Emma Radmore

13/11/2019

OFSI confirms Turkey sanctions regime

Emma Radmore

13/11/2019

Changes to retirement “wake-up packs” take effect

Gavin Ellison

13/11/2019

Bills not to progress due to election

Emma Radmore

12/11/2019

FCA endorses SEC no action letter

Emma Radmore

12/11/2019

Basel Committee consults on AML cooperation

Emma Radmore

11/11/2019

NCA publishes 2019 SARs report

Emma Radmore

11/11/2019

EU adopts capital markets reforms

FIN. Team

11/11/2019

PRA tells GI firms of focus areas

Emma Radmore

07/11/2019

PRA publishes feedback on reserving reviews

Emma Radmore

06/11/2019

PRA to use s166 for regulatory returns

Emma Radmore

06/11/2019

FATF consults on digital identity

Emma Radmore

05/11/2019

Treasury Committee calls for bank action on COP and financial crime prevention

Emma Radmore

05/11/2019

CCA Unfair Relationships Ruling

Emma Radmore

04/11/2019

More pressure on fund managers to follow ESG voting instructions?

Gavin Ellison

01/11/2019

FCA warning to CMCs – ‘play fair with PPI claims’

FIN. Team

01/11/2019

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