Archive - December 2021

EU reaches political agreement on DLT Regulation

30/12/2021

JMLSG consults on syndicated lending changes

30/12/2021

FCA reminds firms and consumers of insurance renewal rule change

30/12/2021

FCA updates on PRIIPs

30/12/2021

ECB comments on European Parliament’s Banking Union Annual Report

23/12/2021

JMLSG comments on guidance on digital identities

23/12/2021

ASA upholds complaints about promotion of unregulated cryptoassets

23/12/2021

FCA prosecutes individual for failure to comply with Statutory Notice

23/12/2021

FCA fines BlueCrest Capital for conflicts of interest failings

23/12/2021

EBA publishes cover note for draft RTS on AML/CFT database

22/12/2021

EESC publishes opinion on Commission’s Sustainable Finance Package

22/12/2021

EIOPA reports on IDD sanctions

22/12/2021

PRA fines Metro Bank following regulatory reporting failure

22/12/2021

EPC issues SEPA reminder

22/12/2021

FCA writes dear CEO letter to BSPS advisers

22/12/2021

FCA extends 10% depreciation notification waiver

21/12/2021

HMRC reports on MLR non-compliance

21/12/2021

JMLSG updates guidance

20/12/2021

PRA fines Standard Chartered for governance and transparency failings

20/12/2021

Government updates on anti-corruption strategy

20/12/2021

FCA updates on rule changes

20/12/2021

EU updates on PRIIPs

20/12/2021

UK-US Financial Regulatory Working group holds fifth meeting

20/12/2021

UK and Australia sign historic trade deal

20/12/2021

PSR extends ATM Direction

20/12/2021

EIOPA publishes results of Insurance Stress Test

20/12/2021

FCA publishes IFPR newsletter

20/12/2021

PRA updates on Solvency II reporting review

20/12/2021

PRA publishes policy statement on identification of MRTs

20/12/2021

PSR updates Specific Directions on Pay.UK

17/12/2021

BoE publishes inventory of senior manager responsibilities

17/12/2021

FCA fines HSBC for AML transaction monitoring failings

17/12/2021

CLLS considers Fin Prom onshoring

17/12/2021

FCA fines for conflicts and gift & entertainment breaches

16/12/2021

Ombudsman News looks at BI “at the premises” complaints

15/12/2021

FOS consults on strategic plans and budget for 2022/23

15/12/2021

PRA publishes guidance on changes to reporting requirements

15/12/2021

FCA writes to Treasury Committee following Swift Review

15/12/2021

UK banks join forces to preserve access to cash

15/12/2021

PRA publishes feedback on UK prudential framework

15/12/2021

PRA updates on designating investment firms

15/12/2021

Treasury Committee updates on Nat West correspondence

15/12/2021

Treasury consults on amending Fin Prom exemptions

15/12/2021

BoE publishes Financial Stability Report

14/12/2021

Structure of sanctions lists to change

14/12/2021

FCA publishes review of supervisory intervention on IRHPs

14/12/2021

PRA updates on the 2022 cyber stress test

14/12/2021

Court finds no breach of COBS Rules by spread betting firm

14/12/2021

FSB considers “safe remittance corridors”

13/12/2021

NatWest fined £264.8m for AML failings

13/12/2021

LSB publishes Access to Banking Standard recommendations

13/12/2021

FCA issues final LIBOR publications for end-2021

10/12/2021

FCA and PRA publish dear CEO letter to global equity finance businesses

10/12/2021

UK agrees digital trade deal with Singapore

10/12/2021

FCA publishes update on Independent Review implementation

10/12/2021

EBA publishes draft guidelines on remote onboarding

10/12/2021

UK Finance updates Financial Abuse Code

10/12/2021

ECJ delivers ruling on interpretation of PSD2

07/12/2021

Treasury Committee asks for information on FOS action plan

07/12/2021

FCA publishes second consultation on Consumer Duty

07/12/2021

Treasury plans updates to Building Societies Act

06/12/2021

FCA announces changes to its executive committee

06/12/2021

FCA considers FSCS operation review

06/12/2021

Commons Committee seeks clarity on UK/EU AML divergence

03/12/2021

FCA and Practitioner Panel publish joint survey findings

03/12/2021

FCA publishes quarterly consultation paper

03/12/2021

FCA consults on improving AR regime

03/12/2021

ICO fines over pensions cold-calling

02/12/2021

PSR consults on CoP: ending dual running

02/12/2021

FOS publishes plan for change

02/12/2021

European Council and Parliament agree crypto-transfer mandate

02/12/2021

EU fines banks for FX spot cartel

02/12/2021

BoE speaks on Solvency II reform

01/12/2021

FCA publishes consumer warning on firm

01/12/2021

FCA makes pensions “stronger nudge” rules

01/12/2021

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