Tag - ban

FCA decides to fine and ban for sham trading

Emma Radmore

18/03/2024

FCA fines and bans individual over LCF fin proms

Emma Radmore

13/02/2024

FCA decides to fine and ban Jes Staley

Emma Radmore

12/10/2023

Tribunal disagrees with FCA on JBI individual bans

Emma Radmore

15/06/2023

FCA consults on clarifications to high-risk investment retail ban

Emma Radmore

05/06/2023

FCA bans 5 directors for causing losses to pension customers

Harshil Patel

09/05/2022

FCA fines and bans unapproved adviser

Emma Radmore

15/04/2021

FCA consults on high-risk investment marketing

Emma Radmore

18/06/2020

FCA bans former Deutsche trader

Emma Radmore

18/09/2018

FCA bans individuals for misleading consumers

Emma Radmore

25/07/2018

FCA fines and bans former trader for benchmark manipulation

Emma Radmore

05/03/2018

Copyright © 2024. “Womble Bond Dickinson”, the “law firm” or the “firm” refers to the network of member firms of Womble Bond Dickinson (International) Limited, consisting of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP. Each of Womble Bond Dickinson (UK) LLP and Womble Bond Dickinson (US) LLP is a separate legal entity operating as an independent law firm. Womble Bond Dickinson (International) Limited does not practise law. Please see www.womblebonddickinson.com/legal-notices for further details.

Tag - ban

FCA decides to fine and ban for sham trading

FCA fines and bans individual over LCF fin proms

FCA decides to fine and ban Jes Staley

Tribunal disagrees with FCA on JBI individual bans

FCA consults on clarifications to high-risk investment retail ban

FCA bans individual

FCA bans director

FCA bans 5 directors for causing losses to pension customers

FCA bans fraudster

FCA fines and bans unapproved adviser

FCA consults on high-risk investment marketing

FCA bans former Deutsche trader

FCA bans individuals for misleading consumers

FCA fines and bans former trader for benchmark manipulation