Tag - FCA

FCA imposes conditions on CiC

20/09/2022

FCA speaks on “force multiplier effect”

07/09/2022

Treasury says no need for specific “have regard” to financial inclusion

07/09/2022

DRCF ToR published

06/09/2022

FCA publishes quarterly consultation

06/09/2022

FCA updates attestations stats

05/09/2022

FCA updates skilled persons data

01/09/2022

The future of Open Banking and the Joint Regulatory Oversight Committee

31/08/2022

Consumer Duty: building an implementation plan

31/08/2022

FCA publishes robo-advice repayment decision paper

30/08/2022

No further action against HBOS senior managers

26/08/2022

FCA sets up ESG advisory committee

24/08/2022

FCA responds to Premier FX complaints

19/08/2022

FCA to send AR requests in December

19/08/2022

FCA fines for failure to have trade surveillance requirements

19/08/2022

FCA warns again on misleading BNPL ads

19/08/2022

Complaints Commissioner upholds complaint against Supervision Hub

18/08/2022

FCA to consult on SMCR enhanced scope coverage

18/08/2022

FCA urges further transition of LIBOR-linked bonds

17/08/2022

FCA updates CiC requirements for crypto controllers

11/08/2022

FCA publishes “alternatives” supervisory letter

10/08/2022

FCA publishes Q1 whistleblowing figures

04/08/2022

Read our article on the new Consumer Duty

04/08/2022

FCA confirms new AR rules

03/08/2022

FCA publishes 2022 “Dear Remco Chair” letter

02/08/2022

FCA updates on mortgage switching

02/08/2022

FCA consults on transfer advice redress

02/08/2022

FCA consults on widening access to the LTAF

01/08/2022

FCA finalises high-risk fin prom rules

01/08/2022

Climate-related disclosures improve but could still be better

29/07/2022

FCA says applicants must prove ability to comply with Consumer Duty

28/07/2022

FCA publishes Carillion decision notices

28/07/2022

FCA publishes final rules on Consumer Duty

27/07/2022

FCA publishes fin proms data

25/07/2022

BoE and FCA accept transformation programme recommendations

22/07/2022

UK Government publishes proposals for a new AI rulebook

22/07/2022

Regulators propose measures for CTP service resilience

21/07/2022

FCA publishes Annual Report

20/07/2022

Complaints Commissioner publishes Annual Report

20/07/2022

FCA updates on Credit Information Market Study

18/07/2022

FCA fines failed firm for financial crime failings

18/07/2022

FCA’s CEO speaks on how the UK will regulate for the future

15/07/2022

FCA responds to Treasury Committee on responsibilities regarding financial sanctions

14/07/2022

FCA publishes findings of SME collections and recoveries review

12/07/2022

Upper Tribunal finds failings with crypto trader’s AML compliance

11/07/2022

FCA urges consumers struggling with rising prices to seek help

07/07/2022

FCA publishes rules to protect investors in authorised funds following the invasion of Ukraine

06/07/2022

FCA issues guidance on its approach to compromises

06/07/2022

FCA board discusses Consumer Duty

06/07/2022

FCA appoints 6 new directors

06/07/2022

FCA consults on winding down ‘synthetic’ sterling LIBOR

04/07/2022

FCA updates on change in control delays

01/07/2022

FCA hosts CryptoSprint events

01/07/2022

FCA agrees end to unauthorised deposit taker case

30/06/2022

FCA publishes feedback statement on ESG integration

30/06/2022

FCA Portfolio Strategy letter for lifetime mortgage providers

29/06/2022

FCA publishes portfolio letter to debt advice firms

28/06/2022

FCA publishes regulated fees and levies for 2022/23

28/06/2022

FCA Portfolio letter for Mainstream Consumer Credit Lenders

28/06/2022

FCA fines Ghana International Bank for correspondent banking DD failings

23/06/2022

FCA fines JLT for more bribery control failings

23/06/2022

FCA seeks retrial in insider dealing case

23/06/2022

Treasury confirms BNPL proposals

20/06/2022

FCA to delay PEMC review

20/06/2022

FCA update on market abuse and manipulation

20/06/2022

Upper Tribunal confirms compensation and validation possible for credit breaches

20/06/2022

FCA to authorise largest funeral plan providers

17/06/2022

FCA tells lenders to support customers with the cost of living

16/06/2022

Government commits to Consumer Credit Act reform

16/06/2022

Treasury Committee reports on future of financial services regulation

16/06/2022

FCA consults on strengthening access to banking

15/06/2022

FCA fines guarantor lender for Principles and CONC breaches

13/06/2022

FCA publishes quarterly consultation

10/06/2022

Treasury to introduce service provider “critical third party” regime

09/06/2022

FCA to act to prevent CMC phoenixing

07/06/2022

FCA publishes regulatory initiatives grid

26/05/2022

FCA proposes further reforms to the listing regime

26/05/2022

FCA sets up BSPS information page

25/05/2022

Update: Measuring value for money in DC pension schemes

24/05/2022

High Court approves Amigo scheme of arrangement

24/05/2022

FCA speaks on regulating finance in the UK

24/05/2022

FCA speeds up “use it or lose it” powers

19/05/2022

FCA fines and bans firms and individuals over pensions advice

18/05/2022

FCA asks for reports of sanctions evasions

18/05/2022

FCA consults on expanding dormant assets scheme

18/05/2022

FCA speaks on importance of insurance brokers

17/05/2022

FCA refuses to authorise compliance firm to operate investment network

13/05/2022

FCA highlights the risks of investing in crypto

11/05/2022

FCA issues update on multi-occupancy buildings insurance

11/05/2022

FCA bans 5 directors for causing losses to pension customers

09/05/2022

FCA delivers speech on learning from the past

06/05/2022

FCA launches new IFPR webpage

06/05/2022

FCA warns firms to stop using misleading credit ads

06/05/2022

FCA launches latest “scam smart” campaign

05/05/2022

FCA hires trio of senior individuals

04/05/2022

FCA publishes investment platforms market study findings

04/05/2022

FCA confirms no change to payment account linked services list

29/04/2022

FCA publishes H1 2022 complaints data

28/04/2022

FCA launches Early and High Growth Oversight initiative

26/04/2022

FCA uses emergency powers on BSPS advisers

25/04/2022