Archive - December 2018

EIOPA publishes Opinion on supervision of cross-border non-life insurance

EIOPA publishes Opinion on supervision of cross-border non-life insurance

24/12/2018

UK and US sign Bilateral Agreement on insurance and reinsurance matters

UK and US sign Bilateral Agreement on insurance and reinsurance matters

20/12/2018

FCA sets out ex post impact evaluation framework

FCA sets out ex post impact evaluation framework

20/12/2018

FCA EVALUATION ON REDUCING BARRIERS TO ENTRY INTO THE UK BANKING SECTOR

FCA EVALUATION ON REDUCING BARRIERS TO ENTRY INTO THE UK BANKING SECTOR

20/12/2018

ESMA renews CFD restrictions

ESMA renews CFD restrictions

20/12/2018

Regulators update on market infrastructure recognition post-Brexit

Regulators update on market infrastructure recognition post-Brexit

20/12/2018

PRA consults on Brexit measures

PRA consults on Brexit measures

20/12/2018

EU Council agrees greater EBA rule in AML action

EU Council agrees greater EBA rule in AML action

20/12/2018

FCA updates on diversity

FCA updates on diversity

20/12/2018

FCA consults on SCA post-Brexit

FCA consults on SCA post-Brexit

20/12/2018

ESMA consults on sustainability measures

ESMA consults on sustainability measures

20/12/2018

FCA fines for bank bereavement process failings

FCA fines for bank bereavement process failings

20/12/2018

Policy Statement on final RTS secure customer authentication

Policy Statement on final RTS secure customer authentication

19/12/2018

FCA publishes finalised guidance on fairness of variation terms in FS contracts

FCA publishes finalised guidance on fairness of variation terms in FS contracts

19/12/2018

CMA announces reforms to loyalty penalty

CMA announces reforms to loyalty penalty

19/12/2018

Bank of England and PRA consult on resolvability measures

Bank of England and PRA consult on resolvability measures

18/12/2018

EBA and ESMA urge firms to communicate with customers regarding Brexit

EBA and ESMA urge firms to communicate with customers regarding Brexit

18/12/2018

FCA publishes guidance for social landlords

FCA publishes guidance for social landlords

18/12/2018

FCA publishes feedback and further consultation regarding catalogue and store credit

FCA publishes feedback and further consultation regarding catalogue and store credit

18/12/2018

FCA publishes Retail Banking Final Report

FCA publishes Retail Banking Final Report

18/12/2018

FCA consults on tacking bank overdraft charges

FCA consults on tacking bank overdraft charges

18/12/2018

FCA final rules and guidance for CMCs

FCA final rules and guidance for CMCs

18/12/2018

Treasury publishes draft Financial Services Contracts Regime

Treasury publishes draft Financial Services Contracts Regime

18/12/2018

FCA updates on MAR compliance

FCA updates on MAR compliance

18/12/2018

FCA publishes final rules on expansion of FOS jurisdiction to SMEs

FCA publishes final rules on expansion of FOS jurisdiction to SMEs

17/12/2018

FOS consults on plans for 2019/20

FOS consults on plans for 2019/20

17/12/2018

New Corporate Governance Principles published

New Corporate Governance Principles published

17/12/2018

Home Office updates on anti-corruption strategy

Home Office updates on anti-corruption strategy

17/12/2018

FCA bans Angela Burns

FCA bans Angela Burns

17/12/2018

FCA updates on preparing for Brexit

FCA updates on preparing for Brexit

13/12/2018

Financial Crime Prevention in 2018

Financial Crime Prevention in 2018

13/12/2018

PRA updates on skilled persons reports

PRA updates on skilled persons reports

13/12/2018

EIOPA reports on insurance intermediary markets

EIOPA reports on insurance intermediary markets

13/12/2018

PRA updates systemic risk buffer policy

PRA updates systemic risk buffer policy

13/12/2018

FCA finalises new financial crime guidance

FCA finalises new financial crime guidance

13/12/2018

PRA and FCA consult on mortgage reporting

PRA and FCA consult on mortgage reporting

13/12/2018

FCA updates on PPI campaign

FCA updates on PPI campaign

13/12/2018

UK and US reach insurance regulation agreement

UK and US reach insurance regulation agreement

12/12/2018

FCA consults on patient capital and permitted links

FCA consults on patient capital and permitted links

12/12/2018

CMA announces reforms to the investment consultancy and fiduciary management sector

CMA announces reforms to the investment consultancy and fiduciary management sector

12/12/2018

Cost Transparency Initiative develops new cost transparency templates for institutional investors

Cost Transparency Initiative develops new cost transparency templates for institutional investors

12/12/2018

EBA publishes opinion on eIDAS certificates under PSD2

EBA publishes opinion on eIDAS certificates under PSD2

12/12/2018

Court finds no MCOB breach by lender on self-certified loan

Court finds no MCOB breach by lender on self-certified loan

10/12/2018

BEIS confirms AML safeguards for partnerships

BEIS confirms AML safeguards for partnerships

10/12/2018

FCA updates SMCR forms

FCA updates SMCR forms

10/12/2018

FCA reports on cyber review findings

FCA reports on cyber review findings

10/12/2018

Tribunal rules on Prodhan

Tribunal rules on Prodhan

10/12/2018

Companies House to do sanctions checks

Companies House to do sanctions checks

10/12/2018

Charity Commission publishes sanctions alert

Charity Commission publishes sanctions alert

10/12/2018

FCA publishes quarterly consultation

FCA publishes quarterly consultation

10/12/2018

FATF publishes UK mutual evaluation

FATF publishes UK mutual evaluation

10/12/2018

FCA plans permanent CFD intervention measures

FCA plans permanent CFD intervention measures

10/12/2018

EC Review of the Distance Marketing Directive

EC Review of the Distance Marketing Directive

07/12/2018

ESMA publishes KID amendment advice

ESMA publishes KID amendment advice

06/12/2018

Provisional political agreement reached on CRD V

Provisional political agreement reached on CRD V

06/12/2018

Publication of FCA’s findings on long-term mortgage arrears

Publication of FCA’s findings on long-term mortgage arrears

06/12/2018

FCA updates on “unacceptable” pension transfer advice

FCA updates on “unacceptable” pension transfer advice

06/12/2018

BIS publishes cyber resilience report

BIS publishes cyber resilience report

06/12/2018

EBA publishes further PSD2 guidelines

EBA publishes further PSD2 guidelines

06/12/2018

CMA Consults on Annual Plan 2019/2020

CMA Consults on Annual Plan 2019/2020

05/12/2018

ESMA publishes updated EMIR Regulation Q&A

ESMA publishes updated EMIR Regulation Q&A

05/12/2018

FCA decides to fine former Sonali CEO

FCA decides to fine former Sonali CEO

05/12/2018

MEPs vote on fund marketing changes

MEPs vote on fund marketing changes

05/12/2018

FCA publishes new IDD webpage

FCA publishes new IDD webpage

04/12/2018

FMLC comments on funds onshoring measures

FMLC comments on funds onshoring measures

04/12/2018

ECB publishes cyber resilience expectations

ECB publishes cyber resilience expectations

04/12/2018

Treasury makes SAMLA Regulations

Treasury makes SAMLA Regulations

04/12/2018

Standard Bank DPA comes to an end

Standard Bank DPA comes to an end

04/12/2018

Pay directors the same pension contributions as their workforce, says the Investment Association

Pay directors the same pension contributions as their workforce, says the Investment Association

04/12/2018

Consultation on Pensions Dashboard

Consultation on Pensions Dashboard

04/12/2018

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