Archive - May 2022

CMA publishes report on lessons learned review of Open Banking remedy

FIN. Team

30/05/2022

Privy Council declines to extend the Quincecare duty to protect beneficial owners of funds

Harshil Patel

26/05/2022

FCA publishes regulatory initiatives grid

Harshil Patel

26/05/2022

BoE speech on building operational resilience

FIN. Team

26/05/2022

FCA proposes further reforms to the listing regime

Lucy Hadrill

26/05/2022

HM Treasury speech on credit unions reform

FIN. Team

25/05/2022

FCA sets up BSPS information page

Emma Radmore

25/05/2022

ESMA publishes final report on investment firm best execution reporting

FIN. Team

25/05/2022

FRC disciplines KPMG and Partner over Rolls Royce audit

Emma Radmore

25/05/2022

FOS secures up to £22 million in redress for consumers

Harshil Patel

24/05/2022

BoE publishes results of 2021 Biennial Exploratory Scenario

FIN. Team

24/05/2022

PSR sets out proposals for further participation in CoP

Lucy Hadrill

24/05/2022

Update: Measuring value for money in DC pension schemes

Lucy Hadrill

24/05/2022

High Court approves Amigo scheme of arrangement

Emma Radmore

24/05/2022

ESMA updates Q&As on crowdfunding

FIN. Team

24/05/2022

FCA speaks on regulating finance in the UK

Lucy Hadrill

24/05/2022

Paypal withdraws from FOS voluntary jurisdiction

Emma Radmore

23/05/2022

Government takes action to protect access to cash

Emma Radmore

19/05/2022

FCA speeds up “use it or lose it” powers

Emma Radmore

19/05/2022

Mastercard refused leave to appeal on “date of domicile”

Emma Radmore

19/05/2022

FCA fines and bans firms and individuals over pensions advice

Harshil Patel

18/05/2022

FCA publishes issue 69 of Market Watch

FIN. Team

18/05/2022

FOS launches webpage on vehicle breakdown cover

Lucy Hadrill

18/05/2022

FCA asks for reports of sanctions evasions

Emma Radmore

18/05/2022

ESMA consults on fund marketing notifications

Emma Radmore

18/05/2022

FCA consults on expanding dormant assets scheme

FIN. Team

18/05/2022

FCA speaks on importance of insurance brokers

Emma Radmore

17/05/2022

FCA refuses to authorise compliance firm to operate investment network

Harshil Patel

13/05/2022

PSR takes action against banks for non-compliance with the IFR

Lucy Hadrill

12/05/2022

EU Commission consults public on impact of PSD2 and open finance

Duncan Scott

12/05/2022

New proposal for distance selling of financial services

FIN. Team

12/05/2022

FCA highlights the risks of investing in crypto

Lucy Hadrill

11/05/2022

TPT launches consultation on climate transition plans

Lucy Hadrill

11/05/2022

Queen’s Speech 2022 – FS elements

FIN. Team

11/05/2022

ESAs call for improvements to PRIIPs KID

Harshil Patel

11/05/2022

FCA issues update on multi-occupancy buildings insurance

Harshil Patel

11/05/2022

Government sets out approach to APP scam reimbursements

Lucy Hadrill

10/05/2022

FCA bans 5 directors for causing losses to pension customers

Harshil Patel

09/05/2022

FCA delivers speech on learning from the past

FIN. Team

06/05/2022

PRA issues policy statement on trading activity wind-down

Harshil Patel

06/05/2022

FCA warns firms to stop using misleading credit ads

Lucy Hadrill

06/05/2022

FCA launches latest “scam smart” campaign

Emma Radmore

05/05/2022

LSB publishes its 2022/23 Business Plan

FIN. Team

04/05/2022

FCA hires trio of senior individuals

Harshil Patel

04/05/2022

FCA publishes investment platforms market study findings

Lucy Hadrill

04/05/2022

PRA launches biennial insurance stress test

Emma Radmore

04/05/2022

European Commission calls for views on consumer participation in capital markets

Emma Radmore

03/05/2022

ESAs propose PRIIPs KID changes

Emma Radmore

03/05/2022

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