Archive - September 2023

FCA portfolio letter to Corporate Finance firms

30/09/2023

PRA proposes RFB policy updates

29/09/2023

Treasury publishes ring fencing response

29/09/2023

FCA publishes AR supervision data

29/09/2023

UK Finance respond to ban on cold calling

29/09/2023

FCA consults on consumer credit reporting changes

27/09/2023

FCA publishes review of high-risk investment compliance

27/09/2023

Commons publishes research briefing on access to cash

27/09/2023

FCA and CoLC launch APP scam project tool

27/09/2023

PRA updates on Basel 3.1

27/09/2023

FCA speaks on encouraging investment

26/09/2023

PSR publishes autumn newsletter

26/09/2023

Lords may compromise further on FTP fraud

25/09/2023

Regulators consult on boosting D&I in financial services

25/09/2023

FCA issues final warning on crypto promotions

22/09/2023

Court of Appeal finds against insolvent insurer policyholders in FSCS appeal

21/09/2023

ASA rules equity release ad “irresponsible and misleading”

21/09/2023

JMLSG travel rule guidance approved

21/09/2023

UK Finance comments on account access and closure

21/09/2023

Latest Ombudsman News updates on proactive settlement

21/09/2023

Gibraltar temporary regime extended by 12 months

21/09/2023

FCA updates on insurance market priorities

21/09/2023

FCA calls on insurers to take action as it publishes latest fair value data

20/09/2023

PRA speaks on Solvency UK

20/09/2023

FCA to start action on UCITS marketing landing slots

20/09/2023

Court of Appeal upholds FOS jurisdiction on old PPI complaints

20/09/2023

FCA reports on bank account access and closures

20/09/2023

Q1 complaints stats show increase in motor and building issues

14/09/2023

FCA speaks on international collaboration

14/09/2023

FCA finds issues in later-life mortgage business

14/09/2023

PRA updates on insurers in financial difficulties

14/09/2023

Lords urges Government to change stance on FTP

13/09/2023

FCA finalises fin prom gateway policy

13/09/2023

OFSI publishes frozen assets reporting requirements for 2023

11/09/2023

FCA reminds firms of incoming crypto rules

11/09/2023

SFO speaks on new powers

06/09/2023

Consumer Panel publishes review on personal data use

06/09/2023

FCA publishes new resource on application refusals

06/09/2023

Economic Crime and Corporate Transparency Bill back in Lords

06/09/2023

Treasury makes fin prom approval permission exemptions

06/09/2023

FCA speaks on financial crime controls

06/09/2023

FCA publishes Russian sanctions controls results

06/09/2023

FCA launches PEP review

05/09/2023

FCA consults on the future of the IDD

05/09/2023

FCA consults on MIPRU PII clarifications

04/09/2023

FCA to analyse lenders’ fair value assessments

01/09/2023

FCA announces Direct Line pricing review

01/09/2023

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