Tag - Enforcement

Lords asks for FCA justification of enforcement proposals

Emma Radmore

23/04/2024

BoE consults on enforcement changes

Emma Radmore

28/03/2024

FCA extends enforcement CP response period

Emma Radmore

19/03/2024

FCA publishes quarterly consultation

Lucy Hadrill

01/03/2024

FCA fines three money transfer firms for breaking competition law

Vida Fatemi

01/12/2023

FCA prosecutes individual over unauthorised investment scheme

Laura Wiles

20/07/2023

FCA fines Bastion Capital London for financial crime control failings

Laura Wiles

17/07/2023

FCA sets fees and levies for 2023/24

Laura Wiles

05/07/2023

FCA and SFO publish MoU on enforcement co-operation

Laura Wiles

22/06/2023

BoE speaks on enforcement approach

Emma Radmore

22/06/2023

FCA urges “do the right thing”

Emma Radmore

01/06/2023

BoE consults on approach to enforcement

Laura Wiles

04/05/2023

FOS feeds back on reporting “proactively settled” complaints

Laura Wiles

04/04/2023

HSBC breaches retail banking order

Duncan Scott

02/02/2023

CMA welcomes new power to tackle competition and consumer law breaches

FIN. Team

05/10/2021

FCA consults on new cancellation and variation power

Lucy Hadrill

10/09/2021

FCA consults on streamlining decision making

Emma Radmore

29/07/2021

FCA speaks on compliance and culture

Duncan Scott

27/04/2021

BoE publishes enforcement update

Emma Radmore

23/07/2020

Payday Lending Market Investigation Order 2015: CMA secures loan write-off from payday lender

FIN. Team

07/07/2020

Tribunal rules against FCA on cancellation decision

Emma Radmore

29/04/2020

Regulator Covid-19 update 31 March

FIN. Team

31/03/2020

PRA issues bans following failure of Enterprise the Business Credit Union Ltd (EBCU)

Lucy Hadrill

07/02/2020

CMA censures Barclays for SME undertaking breach

Emma Radmore

05/07/2019

FCA successful in High Court case against unauthorised forex firm

FIN. Team

22/05/2019

FCA publishes undertaking on unfair contract term

Emma Radmore

10/05/2019

FCA’s decision to fine broker for market abuse upheld

FIN. Team

09/04/2019

Ringleader sentenced in the FCA’s largest fraud prosecution

FIN. Team

18/09/2018

Firms’ permissions cancelled for failure to be open and co-operative with the FCA

FIN. Team

23/08/2018

FCA sets out supervision and enforcement approach

Emma Radmore

21/03/2018

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Tag - Enforcement

Lords asks for FCA justification of enforcement proposals

BoE consults on enforcement changes

FCA extends enforcement CP response period

FCA publishes quarterly consultation

FCA fines three money transfer firms for breaking competition law

FCA prosecutes individual over unauthorised investment scheme

FCA fines Bastion Capital London for financial crime control failings

FCA sets fees and levies for 2023/24

FCA and SFO publish MoU on enforcement co-operation

BoE speaks on enforcement approach

FCA urges “do the right thing”

BoE consults on approach to enforcement

FOS feeds back on reporting “proactively settled” complaints

HSBC breaches retail banking order

FCA makes new rules

CMA welcomes new power to tackle competition and consumer law breaches

FCA consults on new cancellation and variation power

FCA consults on streamlining decision making

FCA speaks on compliance and culture

BoE publishes enforcement update

Payday Lending Market Investigation Order 2015: CMA secures loan write-off from payday lender

Tribunal rules against FCA on cancellation decision

Regulator Covid-19 update 31 March

PRA issues bans following failure of Enterprise the Business Credit Union Ltd (EBCU)

CMA censures Barclays for SME undertaking breach

FCA successful in High Court case against unauthorised forex firm

FCA publishes undertaking on unfair contract term

FCA’s decision to fine broker for market abuse upheld

Ringleader sentenced in the FCA’s largest fraud prosecution

Firms’ permissions cancelled for failure to be open and co-operative with the FCA

FCA sets out supervision and enforcement approach

FCA publishes annual report