Tag - FCA

FCA tells insurers to do better on proving value and customer outcomes

21/08/2024

FCA adds sustainability labels to website guidance

20/08/2024

FCA fines auditor for failing to report suspected fraud

19/08/2024

FCA censures auditor for client asset report failings

15/08/2024

FCA fines and bans individual for dishonest and reckless conduct

14/08/2024

FCA fines CFD firm for unfair customer treatment

14/08/2024

FCA consults on enhancing the National Storage Mechanism

09/08/2024

FCA consults on workplace pensions value for money

08/08/2024

FCA updates on operating metrics

08/08/2024

Asset manager to pay €250m to investors in high risk investments

08/08/2024

FCA publishes Q2 fin proms data

07/08/2024

FCA updates on crypto fin prom compliance

07/08/2024

Unauthorised mortgage broker to pay £4m

06/08/2024

FCA refuses application on fit and proper concerns

05/08/2024

FCA publishes final rules for Dormant Assets Scheme

02/08/2024

New FCA webpage on UK UCITS ManCo applications

01/08/2024

FCA speech: 1 year on from the Consumer Duty

31/07/2024

FCA to extend DCA complaint “pause” period

30/07/2024

FCA reports on secondary objective progress

30/07/2024

FCA calls for input on retail conduct rules post-Consumer Duty

29/07/2024

FCA publishes policy statement on Cost Benefit Analyses

29/07/2024

FCA announces raft of measures for UK wholesale markets

26/07/2024

FCA updates on waivers

25/07/2024

FCA fines E-money firm £3.5m

25/07/2024

Regulators update on BSPS actions

24/07/2024

FCA publishes final rules on protecting access to cash

24/07/2024

Bond administrator enters liquidation

24/07/2024

FCA updates whistleblowing data

24/07/2024

FCA consults on updates to PEPs guidance

18/07/2024

King’s Speech 2024 outlines pensions and banking resolution measures

18/07/2024

FCA publishes policy statement on Overseas Funds Regime

17/07/2024

PSR and FCA call for information on big tech and digital wallets

15/07/2024

FCA bans individual knowingly concerned in FSMA breach

15/07/2024

FCA quarterly consultation plans criminal background checks

09/07/2024

FCA updates crypto application stats

04/07/2024

FCA makes final fees rules

04/07/2024

FCA updates sustainability and disclosure labelling regime webpage

02/07/2024

New FCA webpage on overseas ARs

28/06/2024

FCA to run Consumer Duty webinar

28/06/2024

FCA publishes product sales data

27/06/2024

FCA updates on Consumer Duty board reports

26/06/2024

FCA publishes findings from insurance multi-firm Consumer Duty review

26/06/2024

FCA bans individuals for mistreatment of customer funds

24/06/2024

Complaints Commissioner criticises FCA’s response to MLRs complaint

21/06/2024

FCA keeping trading apps under review

20/06/2024

FCA delays publication of PEP treatment review

19/06/2024

FCA updates on finfluencer trial

18/06/2024

FCA bans individual for failing to disclose conviction

13/06/2024

FCA shares latest Mortgage Charter uptake data

11/06/2024

FCA speaks on investment management

06/06/2024

FCA sustainability disclosure and labelling regime takes effect

31/05/2024

Committee stops accepting FCA enforcement evidence

28/05/2024

FCA publishes operational resilience tips

28/05/2024

Treasury Committee writes to FCA on enforcement proposals

24/05/2024

FCA bans pensions advisers

24/05/2024

FCA updates Consumer Duty webpage

24/05/2024

FCA allows firms to restart GAP insurance sales

24/05/2024

FCA updates on plans for asset management sector

24/05/2024

FCA fines for poor customer treatment

23/05/2024

FCA heralds sustainable investment labelling

23/05/2024

FCA and PRA fine £60m for failures in trading systems and controls

23/05/2024

FCA publishes credit information market remedy package

21/05/2024

FCA speaks on key role of insurance brokers

17/05/2024

FCA updates on implementing Consumer Duty for closed products

17/05/2024

FCA charges 8 finfluencers with making unlawful promotions

16/05/2024

FCA updates crypto registration stats

15/05/2024

FCA writes to Committee on investment trust disclosure

15/05/2024

Treasury Committee publishes Government response to Sexism in the City

15/05/2024

Enforcement proposals challenges – a recap

13/05/2024

Market Watch focuses on surveillance

09/05/2024

Treasury Committee publishes enforcement proposal correspondence

09/05/2024

FCA fines and bans individual for incorrect info on client cash

08/05/2024

FS Regulation Committee seeks further enforcement proposal reassurance

02/05/2024

Treasury and FCA publish overseas funds roadmap

02/05/2024

FCA and Gambling Commission update MoU

01/05/2024

Industry calls for intervention on FCA enforcement proposals

29/04/2024

FCA finalises consumer credit sales data rules

29/04/2024

FCA updates Form A

29/04/2024

FCA responds on enforcement proposal criticism

29/04/2024

FCA publishes Q1 fin proms data

26/04/2024

Government responds further on progress of Edinburgh reforms

26/04/2024

FCA updates complaints data

25/04/2024

FCA consults on Financial Crime Guide updates

25/04/2024

FCA notes good and poor practice for credit broking ARs

25/04/2024

FCA publishes anti-greenwashing guidance and consults on extending SDR

23/04/2024

Lords asks for FCA justification of enforcement proposals

23/04/2024

FCA updates on BSPS complaint action

23/04/2024

FCA publishes feedback on impact of Big Tech data asymmetry

22/04/2024

FCA updates approach to AI

22/04/2024

JROC seeks input on design of future entity for open banking

19/04/2024

FCA highlights common failings in asset management applications

17/04/2024

FCA updates on motor finance complaints

12/04/2024

FCA publishes PEMC travel insurance signposting review

11/04/2024

FCA publishes Link findings

11/04/2024

FCA publishes cost of living report

10/04/2024

FCA consults on new way to pay for research

10/04/2024

FCA finalises guidance for borrowers in financial difficulty

10/04/2024

Market Watch focuses on instrument reference data

09/04/2024

FCA consults on fees

09/04/2024

FCA updates perimeter report

08/04/2024