Archive - November 2023

FCA sets out temporary forbearance measure for investment company cost disclosure

30/11/2023

BoE consults on wholesale cash distribution market oversight

30/11/2023

FCA proposes capital retention requirements for personal investment firms

30/11/2023

FCA confirms sustainability disclosure and labelling regime

28/11/2023

FCA speaks on importance of culture and conduct

28/11/2023

OFSI defends licence refusal

28/11/2023

BoE publishes fees regime for financial market infrastructure supervision

28/11/2023

TWG publishes report on fund tokenisation

28/11/2023

PRA and FCA consult on reformatted control change guidance

28/11/2023

UK and Japan discuss cooperation

28/11/2023

FCA publishes final report on IFPR implementation observations

27/11/2023

FSB publishes 2023 G-SIB list

27/11/2023

UK Finance reports on impact of AI in financial services

23/11/2023

Autumn Statement: financial regulatory issues

23/11/2023

BBRS to continue into 2024

23/11/2023

Government publishes PRIIPs replacement legislation

23/11/2023

Treasury feeds back on Digital Securities Sandbox

23/11/2023

Treasury publishes Future of Payments Review

23/11/2023

FCA consults on fee policy

21/11/2023

FCDO and OFSI clarify “control”

21/11/2023

FCA updates AR pages

21/11/2023

Lenders go into administration

21/11/2023

FCA speaks on importance of culture

21/11/2023

Was a bonus clawback provision in a contract of employment a restraint of trade?

Karen Plumbley-Jones

16/11/2023

PRA consults on funded reinsurance

16/11/2023

FCA calls for improvement in fund manager ESG principles

16/11/2023

FCA updates on secondary credit broker expectations

16/11/2023

ECCTA starts to take effect

16/11/2023

SAR reporter booklet highlights recent cases

16/11/2023

FCA secures conviction of mortgage fraud broker

16/11/2023

Lords recommends new Regulation Committee

16/11/2023

Basel Committee publishes discussion paper on digital fraud

15/11/2023

PRA writes to CFOs on Deposit Aggregators

15/11/2023

PRA makes statement on recalculation of TMTP

15/11/2023

FCA publishes operating metrics

15/11/2023

Tribunal makes limited costs order but criticises FCA and the law

15/11/2023

Supreme Court confirms postponement of limitation period for deliberate concealment of PPI commission payment

15/11/2023

NCA issues gold sanctions abuse warning

13/11/2023

FCA updates guidance on consumer investment firm applications

13/11/2023

PSR consults on Direction review mechanism

13/11/2023

FCA updates on Woodford Scheme

13/11/2023

BoE launches new stress test phase

13/11/2023

FSCS updates on levy and forecast

09/11/2023

UK Finance responds on SME lending

09/11/2023

Regulators consult on BoE levy regulations

09/11/2023

FCA portfolio letter to wealth managers and stockbrokers

09/11/2023

Treasury publishes draft Brexit amendment SI

09/11/2023

Treasury to update Fin Prom exemptions

07/11/2023

Applications open for fin proms gateway

07/11/2023

FCA calls for better treatment of fraud victims

07/11/2023

PRA writes to deposit takers on innovation and stablecoins

07/11/2023

FCA and BoE publish proposals for regulating stablecoins

07/11/2023

IAIS publishes report on NatCat protection gaps

07/11/2023

FCA updates on fin prom data

06/11/2023

PRA consults on FSCS general insurance limit

02/11/2023

FCA publishes crypto marketing guidance

02/11/2023

FCA speech: next steps for Consumer Duty

01/11/2023

EU adopts new consumer credit directive

01/11/2023

PSR releases first APP scam performance figures

01/11/2023

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