Tag - FCA

FCA consults on updating Money Market Funds regime

06/12/2023

FCA updates on CD expectations for fractional share sales

04/12/2023

FCA consults on reforming commodity derivatives regulation

04/12/2023

FCA consults on Overseas Funds Regime

04/12/2023

FCA publishes quarterly consultation

04/12/2023

MoU between FCA and OFSI

04/12/2023

FCA fines three money transfer firms for breaking competition law

01/12/2023

FCA sets out temporary forbearance measure for investment company cost disclosure

30/11/2023

FCA proposes capital retention requirements for personal investment firms

30/11/2023

FCA confirms sustainability disclosure and labelling regime

28/11/2023

FCA speaks on importance of culture and conduct

28/11/2023

FCA publishes final report on IFPR implementation observations

27/11/2023

FCA consults on fee policy

21/11/2023

FCA updates AR pages

21/11/2023

FCA speaks on importance of culture

21/11/2023

FCA calls for improvement in fund manager ESG principles

16/11/2023

FCA updates on secondary credit broker expectations

16/11/2023

FCA secures conviction of mortgage fraud broker

16/11/2023

FCA publishes operating metrics

15/11/2023

Tribunal makes limited costs order but criticises FCA and the law

15/11/2023

FCA updates guidance on consumer investment firm applications

13/11/2023

FCA updates on Woodford Scheme

13/11/2023

FCA portfolio letter to wealth managers and stockbrokers

09/11/2023

Applications open for fin proms gateway

07/11/2023

FCA calls for better treatment of fraud victims

07/11/2023

FCA updates on fin prom data

06/11/2023

FCA publishes crypto marketing guidance

02/11/2023

Market Watch updates on market soundings

31/10/2023

FCA writes to RemCo chairs

31/10/2023

FCA takes action on BNPL terms as product use grows

31/10/2023

Parliamentary group to challenge FCA on IRHP redress scope

31/10/2023

FCA to run Consumer Duty webinar

26/10/2023

FCA issues further crypto-marketing warnings

26/10/2023

Regulators confirm removal of bonus cap

24/10/2023

FCA updates complaints data

19/10/2023

FCA publishes money mule prevention review

19/10/2023

FCA updates on skilled persons reports

18/10/2023

FCA speaks on objectives

18/10/2023

FCA publishes quarterly whistleblowing data

13/10/2023

FCA restricts Modulr from onboarding new agents

12/10/2023

FCA decides to fine and ban Jes Staley

12/10/2023

FCA stops firm from approving crypto promotions

12/10/2023

FCA censures LCF over fin proms

12/10/2023

FCA updates crypto application stats

09/10/2023

FCA issues first alerts under new crypto marketing regime

09/10/2023

Diversity and Inclusion are regulatory concerns

05/10/2023

Where next for Consumer Duty?

05/10/2023

FCA notifies of changed Form A

05/10/2023

FCA publishes CRA undertaking

05/10/2023

Debt packager referral fee ban implementation period ends

04/10/2023

FCA publishes platform portfolio letter

03/10/2023

GFIN Greenwashing TechSprint winners announced

03/10/2023

FCA speaks on financial inclusion

03/10/2023

FCA fines broker for fin crime control failings

02/10/2023

FCA confirms multi-occupancy insurance reforms

02/10/2023

FCA review: terminal illness benefits in life insurance products

02/10/2023

FCA portfolio letter to Corporate Finance firms

30/09/2023

FCA publishes AR supervision data

29/09/2023

FCA consults on consumer credit reporting changes

27/09/2023

FCA publishes review of high-risk investment compliance

27/09/2023

FCA speaks on encouraging investment

26/09/2023

Regulators consult on boosting D&I in financial services

25/09/2023

FCA issues final warning on crypto promotions

22/09/2023

FCA updates on insurance market priorities

21/09/2023

FCA calls on insurers to take action as it publishes latest fair value data

20/09/2023

FCA to start action on UCITS marketing landing slots

20/09/2023

FCA reports on bank account access and closures

20/09/2023

FCA speaks on international collaboration

14/09/2023

FCA finds issues in later-life mortgage business

14/09/2023

FCA finalises fin prom gateway policy

13/09/2023

FCA reminds firms of incoming crypto rules

11/09/2023

FCA publishes new resource on application refusals

06/09/2023

FCA speaks on financial crime controls

06/09/2023

FCA publishes Russian sanctions controls results

06/09/2023

FCA launches PEP review

05/09/2023

FCA consults on the future of the IDD

05/09/2023

FCA to analyse lenders’ fair value assessments

01/09/2023

FCA announces Direct Line pricing review

01/09/2023

FCA updates on wholesale data market study

31/08/2023

FCA cancels unused permissions

29/08/2023

FCA reminds firms to keep their details up to date

29/08/2023

FCA launches webpage on the Wider Implications Framework

29/08/2023

FCA updates on operation of the MiFID transparency regime

29/08/2023

FCA updates on UK MiFIR obligations

29/08/2023

Treasury and FCA confirm approach on access to cash rules

18/08/2023

FCA sets out expectations for travel rule compliance

18/08/2023

FCA publishes interest-only mortgage research

16/08/2023

FCA invites PEPs to share their experiences with financial services firms

16/08/2023

FCA and COLC to hold APP data launch briefing

10/08/2023

FCA warns consumers on loan fee fraud

10/08/2023

FCA publishes authorisations metrics Q1 2023/24

08/08/2023

FCA publishes letter on freedom of expression and provision of banking services

08/08/2023

FCA publishes Q2 fin proms data

08/08/2023

FCA clarifies Advice Guidance Boundary Review

03/08/2023

BoE and FCA to move forward on data transformation

02/08/2023

FCA publishes cash savings action plan

31/07/2023

FCA confirms further temporary transaction reporting measures

28/07/2023

FCA makes new rules

28/07/2023

Regulators publish revised Complaints Scheme

28/07/2023

PRA consults on rules replacing retained Securitisation Regulation

28/07/2023