FIN.

FCA publishes quarterly consultation

FCA has published its regular quarterly consultation (CP23/25: Quarterly Consultation Paper No. 42) on proposed miscellaneous amendments to its Handbook.

FCA is proposing to consult on making:

  • amendments to the TC qualifications table;
  • minor consequential amendments to CREDS as a result of legislative changes to the Credit Unions Act 1979;
  • minor amendments, including clarifications and corrections to COLL;
  • changes to clarify the scope and application of COBS 19.7 and to improve the clarity of requirements under COBS 19.9;
  • corrections and clarifications to MIFIDPRU 1, 4, 7 and 8, and IPRU-INV 1; and
  • references to enactments in the Handbook ambulatory.

Comments are due by 8 January 2024.

FIN. Team