Tag - FCA

FCA pleased with overdraft rules effect

20/04/2023

Regulators publish “critical third parties” survey

11/04/2023

FCA to lead GFIN Greenwashing TechSprint

11/04/2023

FCA updates Consumer Duty letters with CFD provider letter

11/04/2023

FCA and ASA partner with Love Islander to educate fin-fluencers

06/04/2023

PRA publishes 2023/24 FSCS management expenses levy limit

06/04/2023

FCA consults on fees and levies for 2023/4

05/04/2023

FCA publishes Business Plan

05/04/2023

FCA publishes BI insurance test case insurance claims data

05/04/2023

FCA places restrictions on senior manager

05/04/2023

FCA publishes MoU on Immigration Act support

05/04/2023

FCA requires IBA to continue to publish synthetic US dollar LIBOR

04/04/2023

FCA makes new rules

03/04/2023

Treasury and regulators consult on SMCR

30/03/2023

FCA updates on SDR and labels consultation

29/03/2023

Banks respond to Treasury Committee on savings rates

23/03/2023

FCA speaks on simplified advice and advice/guidance distinction

21/03/2023

FCA updates on operating service metrics

21/03/2023

FCA requires improvements on ESG benchmarks

21/03/2023

Regulators respond to FINMA action

20/03/2023

FCA calls for input on SME access to FOS

20/03/2023

FCA priorities for payments firms

19/03/2023

FCA sends out Consumer Duty survey

17/03/2023

Government and BoE facilitate sale of Silicon Valley Bank UK to HSBC

16/03/2023

FCA issues Supervisory Notice to Roark Holdings Ltd

16/03/2023

FCA publishes its Perimeter Report 2023

15/03/2023

FCA publishes FGF’s multi-firm review

12/03/2023

FCA authorises first Long Term Asset Fund

09/03/2023

FCA to collect economic crime levy from July

09/03/2023

Treasury Committee writes to FCA on greenwashing

09/03/2023

FCA takes further action on crypto ATMs

08/03/2023

FCA publishes anonymous warning notices

07/03/2023

FCA continues Consumer Duty preparation support

06/03/2023

FCA publishes quarterly consultation

06/03/2023

FCA to review trade data market competition issues

02/03/2023

FCA updates BSPS tools for firms

28/02/2023

FCA faces judicial review over climate statements in approved prospectus

27/02/2023

FCA publishes Consumer Duty programme of engagement

23/02/2023

FCA publishes more Consumer Duty letters

22/02/2023

FCA updates on Link action

20/02/2023

FCA consults on asset management regulation

20/02/2023

FCA asks for information on concerning pension transfer requests

20/02/2023

FCA re-recognises LSB business lending code

17/02/2023

FCA cracks down on crypto ATMs

14/02/2023

FCA censures Amigo for inadequate affordability checks

14/02/2023

Treasury consults on BNPL legislation

14/02/2023

FCA seeks views on sustainability changes in firm governance

13/02/2023

FCA feeds back on synthetic data

09/02/2023

BoE publishes policy on outsourcing and third party risk management for FMIs

08/02/2023

FCA seeks redress for unauthorised firm investors

07/02/2023

FCA warns again about BSPS offers

07/02/2023

FCA reminds crypto firms of upcoming fin prom rules

07/02/2023

FCA publishes supervisory notice on high-cost lender

06/02/2023

FCA publishes decision notice on SMF application

06/02/2023

FCA updates on asset management supervision

06/02/2023

FCA publishes Consumer Duty sector letters

06/02/2023

FCA steps up on fin prom actions

06/02/2023

FCA to ban debt packager referral fees

02/02/2023

FCA and Practitioner Panel send out survey

02/02/2023

Treasury consults on crypto regulation

02/02/2023

FCA places restrictions on 2 advisory firms

31/01/2023

Levelling Up Secretary calls for urgent multi-occupation insurance action

31/01/2023

Regulators consult on value for money

31/01/2023

Sub-Committee publishes regulatory correspondence

30/01/2023

FCA makes BSPS extended asset retention rules

27/01/2023

FCA concerned about misleading BSPS redress offers

26/01/2023

TheCityUK reports on more efficient authorisations

26/01/2023

FCA feeds back on crypto applications

25/01/2023

FCA concerned about consumer harm from coordinating money transfer firms

25/01/2023

FCA publishes multi-firm review of Consumer Duty preparation

25/01/2023

FCA updates on how to complain

24/01/2023

FCA updates on MFA

24/01/2023

FCA updates application pages for mortgage intermediaries

24/01/2023

FCA updates Consumer Duty resources

24/01/2023

FCA speaks on “better foundations” in AI

24/01/2023

Parliament to debate crypto regulation

24/01/2023

FCA starts thematic review of retirement income advice

23/01/2023

FCA British Steel redress scheme challenged

20/01/2023

Complaints Commissioner publishes protocols

19/01/2023

Treasury Committee publishes FCA information request

18/01/2023

FCA releases Consumer Duty podcast

18/01/2023

FCA follows restrictions on high-cost lender

17/01/2023

FCA updates whistleblowing figures

12/01/2023

FCA extends confirmed guidance on motor ads

12/01/2023

FCA feeds back on OPBAS rulebook update

12/01/2023

FCA releases consultation paper on insurance guidance for the support of customers in financial difficulty (CP23/1)

11/01/2023

FCA Portfolio letter- wholesale brokers

11/01/2023

EBA publishes peer review of PSD authorisation processes

11/01/2023

Industry alliance forms to lead UK’s future in digital currencies

11/01/2023

FCA updates on Skilled Persons reports

11/01/2023

Market Watch looks at DRSP service

11/01/2023

FCA fines Al Rayan Bank for AML failings

11/01/2023

FCA fines Guaranty Trust Bank again for AML failings

11/01/2023

FCA Publishes Portfolio Strategy Letter for CMCs

05/01/2023

Treasury publishes AML and CFT supervision report

03/01/2023

FCA imposes restrictions on investment firm

22/12/2022

FCA removes temporary permissions for missing landing slots

22/12/2022

Regulators consult on removing bonus cap limits

19/12/2022

Consumer Duty events

19/12/2022

FCA updates Consumer Duty information page

16/12/2022