FCA has imposed several conditions on Lisa Campbell as senior manager of Campbell & Associates Independent Financial Advice Limited. Mrs Campbell had failed to comply with restrictions FCA imposed on the firm in February, and is now prevented from carrying out any activity for which she has approval, without FCA’s consent. The original action related to FCA’s concerns that the firm’s sole director may have misappropriated client funds and failed to repay them. The firm had previously been required to cease all regulated activities and secure all client interests.
