Court clarifies SIPP providers’ DD obligations

A landmark case decision, in Adams v Options SIPP UK LLP has considered the duties SIPP providers owe to investors.  In this case, a SIPP provider facilitated an investment on an execution-only basis for an investor who had been introduced to the provider by an unregulated broker.  When the investment lost value, the investor claimed the SIPP provider had breached various laws and FCA rules. The Court dismissed his claims. Read our article on the decsion.


Emma Radmore