PRA consults on updating SM&CR Forms

The Prudential Regulatory Authority (“PRA“) has issued a consultation paper (“CP“) setting out its proposals to make minor amendments to the PRA Rulebook, the Notifications Form and the Senior Manager & Certification Regime (“SM&CR“) Form L.

Specifically, PRA proposes to (1) amend the Notification Form to reflect the new FCA address and logo, (2) make minor consequential amendments to the Notification Form, and (3) update SM&CR Form L to reinstate question 3.05, which requires making a notification to provide details of any disciplinary action taken. 

The CP is relevant to all PRA-authorised firms and PRA has asked for responses by 13 October. 


Amelia Green