FCA consults on miscellaneous rule changes

FCA’s latest quarterly consultation covers:

  • proposed changes to PERG in respect of the MiFID 2 ancillary activities test;
  • making collective investment portfolio managers subject to the same research and inducement rules as investment mangers;
  • changes to the Glossary and COBS to reflect changes to the UK MiFID Delegated regulation;
  • changes to the approach to CPD for retail investment advisers and pension transfer specialists; and
  • extending the MiFIDPRU TP notification deadline.

FCA asks for comments on all proposals by 11 April.

Emma Radmore