FIN.

FCA creates wholesale banks webpage

The FCA has created a new page on its website to bring together the results of its various workstreams involving wholesale banks. The page contains the output from its reviews on:

  • conflicts of interest in
    • share buybacks
    • gifts and entertainment
    • registers and breaches
  • market abuse
    • off-channel communications
    • inside information
  • risk management: transaction governance
  • CASS compliance
  • insights from published supervisory work

Emma Radmore